Israels & Neuman, PLC | Blog | Securities & Investment Fraud Law Firm

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15

Jun

SALVATORE PIZZIMENTI Barred for Unauthorized Trading

Salvatore Pizzimenti, formerly with Worden Capital Management, Barred by FINRA NEW YORK, NY – Have you lost money with financial advisor Salvatore Pizzimenti. of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Salvatore Pizzimenti. FINRA barred Pizzimenti after he failed to respond to an investigation. Pizzimenti …
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15

Jun

NATHAN KATZ Involved in Annuity Mismanagement Complaints

Losses with Damian Baird of Morgan Stanley and Moors & Cabot in Williamsville, NY

Israels & Neuman, PLC Investigates Nathan Katz, Formerly of American Independent Securities Group and Triad Advisors LARGO, FLORIDA – Have you lost money with financial advisor Nathan Katz, formerly of American Independent Securities Group and Triad Advisors in Largo, Florida? We are looking into allegations made against Nathan Katz, who has been the subject of …
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15

Jun

Joseph Faherty Complaints of Unsuitable BDCs and REITs

Losses with Kevin Carroll of LPL Financial in Glastonbury, CT

Israels & Neuman, PLC Investigates Joseph Faherty, of Royal Alliance Associates OLD TAPPAN, NEW JERSEY – Have you lost money with financial advisor Joseph Faherty, of Royal Alliance Associates in Old Tappan, New Jersey? We are looking into allegations made against Joseph Faherty, who has been the subject of two customer complaints, one which was …
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15

Jun

SCOTT JASON LEE Subject of Complaints

Losses with Courtney Smith of Spire Securities in Bethesda, MD

Israels & Neuman, PLC Investigates Scott Jason Lee, Formerly of Moloney Securities COLD SPRING, MINNESOTA – Have you lost money with financial advisor Scott Jason Lee, formerly of Moloney Securities in Cold Spring, Minnesota? We are looking into allegations made against Scott Lee, who has been the subject of a customer complaint, which was made …
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15

Jun

PHILLIP ANDERSON Customer Complaints

Losses with Roy Kevin Williams of Stifel Nicolaus in Indianapolis, IN

Israels & Neuman, PLC Investigates Phillip Anderson, of Kingswood Capital Partners ROSEVILLE, CALIFORNIA – Have you lost money with financial advisor Phillip Curtis Anderson, of Kingswood Capital Partners in Roseville, California? We are looking into allegations made against Phillip Anderson, who has been the subject of two customer complaints, one which was filed in 2021. …
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15

Jun

JEFFREY LARSON Involved In COMPLAINTS of Alternative Investments

Losses with Christopher Baugh of Raymond James in Miramar, FL

Israels & Neuman, PLC Investigates Jeffrey Larson of Arete Wealth Management ST. LOUIS, MISSOURI – Have you lost money with financial advisor Jeffrey Larson, of Arete Wealth Management in St. Louis, Missouri? We are looking into allegations made against Jeffrey Larson, who has been the subject of 5 customer complaints, one of which was filed …
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15

Jun

JOHN SWON Allegations of Misappropriating Customer Money

Losses with Andrew Schell of DA Davidson in Colorado Springs, CO

John Swon Fired by Royal Alliance Associates and Focus Financial BLOOMINGTON, MINNESOTA – Have you lost money with financial advisor John Swon IV of Bloomington, Minnesota? We are investigating allegations made by a former customer of John Swon. Swon was accused by a customer of misappropriating or mismanaging $110,000. Swon was then subsequently terminated by …
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15

Jun

THOMAS KUDARAUSKAS Involved With Complaints of Unsuitable Investments

Losses with John Hebner of Moloney Securities in Hayden, OH

Israels & Neuman, PLC Investigates Thomas Kudarauskas, of Woodbury Financial Services ATLANTA, GEORGIA – Have you lost money with financial advisor Thomas Kudarauskas, of Woodbury Financial Services in Atlanta, Georgia? We are looking into allegations made against Thomas Kudarauskas. Thomas Kudarauskas has been the subject of three customer complaints, one which was filed in 2021. …
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15

Jun

WARNING! Investigation of DARRYL COHEN of Morgan Stanley

Losses with Brian Scott Graham of Cetera Advisor Networks in Plainfield, IL

WESTLAKE VILLAGE, CALIFORNIA Have you lost money with financial advisor Darryl M. Cohen of Morgan Stanley in Westlake Village, California? We are looking into allegations made against Darryl Cohen who has been the subject of eight (8) customer complaints, four of which have been filed since 2020. Cohen was alleged to have recommended that customers …
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15

Jun

Allegations Against MIKE SAVARESE for Selling REITs and BDCs

Losses with Edward Steven Mercer of Cambridge Investment in Coral Springs, FL

Israels & Neuman, PLC Investigates Michele Savarese, Formerly of Presidential Brokerage and Kestra Investment Services SAN DIEGO, CALIFORNIA – Have you lost money with financial advisor Michele Savarese aka Mike Savarese, formerly of Presidential Brokerage and Kestra Investment Services in San Diego, California? We are looking into allegations made against Michele Savarese, who has been …
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SALVATORE PIZZIMENTI Barred for Unauthorized Trading

SEARCH OUR BLOGS

15

SALVATORE PIZZIMENTI Barred for Unauthorized Trading

15

NATHAN KATZ Involved in Annuity Mismanagement Complaints

15

Joseph Faherty Complaints of Unsuitable BDCs and REITs

15

SCOTT JASON LEE Subject of Complaints

15

PHILLIP ANDERSON Customer Complaints

15

JEFFREY LARSON Involved In COMPLAINTS of Alternative Investments

15

JOHN SWON Allegations of Misappropriating Customer Money

15

THOMAS KUDARAUSKAS Involved With Complaints of Unsuitable Investments

15

WARNING! Investigation of DARRYL COHEN of Morgan Stanley

15

Allegations Against MIKE SAVARESE for Selling REITs and BDCs