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1
Nov

KENNETH WELSH of Wells Fargo Charged with FRAUD for Stealing Money

Kenneth Welsh of Wells Fargo in Fairfield, NJ FRAUD
FAIRFIELD, NEW JERSEY  Have you lost money with financial advisor Kenneth Welsh, formerly with Wells Fargo in Fairfield, New Jersey?  We are looking into allegations made against Kenneth A. Welsh.  Welsh was recently charged with wire fraud by the U.S. Attorney’s Office in New Jersey for stealing money from clients.  He is alleged to have …
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21
Oct

Investigation of GLENN BRANDON of BB&T Securities

investment losses with Glenn Brandon of BB&T Securities in Birmingham, AL
BIRMINGHAM, ALABAMA  Have you lost money with financial advisor Glenn Brandon, formerly with BB&T Securities in Birmingham, Alabama?  We are looking into allegations made against Glenn E. Brandon, Jr.  Brandon was barred from the securities industry by FINRA after he failed to respond to an investigation.  FINRA alleged that Brandon engaged in outside business activities …
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19
Oct

RONAN GUADARIO Accused of Unsuitable REIT Investments

Losses with Kevin Carroll of LPL Financial in Glastonbury, CT
BURLINGAME, CALIFORNIA Have you lost money with financial advisor Ronan Gaudario, formerly with Voya Financial Advisors in Burlingame, California?  We are looking into allegations made against Ronan Gaudario. Gaudario has been the subject of a recent customer complaint made in 2021.  Gaudario was alleged to have sold unsuitable investments in illiquid real estate investments. Ronan …
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14
Oct

LEONID YUROVSKY of Joseph Stone Accused of Churning Customer Accounts

Losses with Cheryl Kitashima of Centaurus Financial and Kitashima Wealth Advisors GWG L Bond investments in Bellevue, WA
MINEOLA, NEW YORK  Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York?  We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA.  FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts. Leonid Yurovsky was …
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13
Oct

RODRIGUE LORS of National Securities Accused of Unsuitable Investments

Losses with Patty Dawson of Stifel Nicolaus in Ann Arbor, MI
WESTBURY, NY Have you lost money with financial advisor Rodrigue Lors, formerly with National Securities Corp. and now with Wilmington Capital Securities in Westbury, New York?  We are looking into allegations made against Rodrigue Lors. Lors has been the subject of seven customer complaints, five of which have been made since 2020.  Lors was alleged …
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