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9
Nov

Investigation of Advisor JOHN ORLANDO and Private Placement Sales

Losses with Michael Grande of Newbridge Securities in Fort Lauderdale, FL
FORT LAUDERDALE, FLORIDA  Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida?  We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years.  The …
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9
Nov

SEBASTIAN WYCZAWSKI of Joseph Stone Accused of Excessive Trading

Losses with Brian Scott Graham of Cetera Advisor Networks in Plainfield, IL
MANORVILLE, NEW YORK  Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York?  We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA.  FINRA was investigating whether …
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9
Nov

DAVID MELILLI of SagePoint and Cambridge Accused of Fraud

Losses with David Melilli of Cambridge and SagePoint in New Jersey
MOORESTOWN, NEW JERSEY  Have you lost money with financial advisor David Melilli, formerly with SagePoint Financial and Cambridge Investment Research in Moorestown, New Jersey?  We are looking into allegations made against David John Melilli.  Melilli was barred from the securities industry by FINRA after he failed to respond to an investigation.  FINRA was investigating allegations …
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7
Nov

UPDATE! Brian Pearce of FSC Securities is SUSPENDED

Losses with Joel Freedman of Morgan Stanley in Conshohocken, PA
WINTER HAVEN, FLORIDA  Have you lost money with financial advisor Brian Pearce, formerly of FSC Securities Corp. in Winter Haven, Florida?  We are looking into allegations made against Brian S. Pearce. FINRA suspended Pearce for seven months, fined him $5,000, and ordered $9,723 in disgorgement.  FINRA was investigating Pearce regarding allegations that he sold investments …
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3
Nov

ABDUL RAHMANI Barred for Soliciting Axe Marketing Investments

Losses with Abdul Rahmani
MELVILLE, NY Have you lost money with financial advisor Abdul Rahmani?  We are investigation allegations made about Abdul M. Rahmani from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) barred Rahmani from the securities industry after he failed to fully cooperate with an investigation.  FINRA alleges that Rahmani engaged in an outside business activity …
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1
Nov

Losses in Northstar GICs with STEPHEN BERROCAL of Suntrust and Truit

Losses with Michael Grande of Newbridge Securities in Fort Lauderdale, FL
CORAL GABLES, FLORIDA  Have you lost money with financial advisor Stephen Berrocal, formerly with Suntrust Investment Services in Coral Gables, Florida?  We are looking into allegations made against Stephen or Steve Berrocal. Berrocal has been the subject of four customer complaints, all of which were made within the last 14 months.  The complaints allege losses …
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1
Nov

Advisor ROBERT PATERSON of Truist Investment is SUSPENDED

Losses with John Kasel of US Bancorp in Seattle, WA
JUPITER, FLORIDA Have you lost money with financial advisor Robert Paterson, formerly with Truist Investment Services and BB&T Securities in Jupiter, Florida?  We are looking into allegations made against Robert Paterson.  Paterson was suspended from the securities industry by FINRA after he failed to respond to an investigation.  FINRA is investigating allegations that an investor …
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