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8
Dec

MIRSAD MUHAREMOVIC of Arive Capital SUSPENDED for Excessive Trading

Losses with Mirsad Muharemovic of Arive Capital Markets in Coram, NY
 Mirsad Muharemovic, Formerly with Arive Capital Markets, Suspended CORAM, NEW YORK  Have you lost money while investing with financial advisor Mirsad Muharemovic, who previously worked with Arive Capital Markets in Coram, New York?  Our securities arbitration law firm is looking into claims made against Mirsad Muharemovic. FINRA has been investigating whether Muharemovic had been excessively …
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1
Dec

Complaints Against ERIC GARCIA of Infinex Investments

Losses with Andrew Schell of DA Davidson in Colorado Springs, CO
 Eric Garcia, with Infinex Investments, Subject of Complaint Involving Offshore Annuities CORAL GABLES, FLORIDA  Are you a current or former customer of advisor Eric Garcia, with Infinex Investments in Coral Gables, Florida?  The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Eric Jose Garcia. Infinex Investments and …
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1
Dec

Complaints Against JEFFREY MORRIS of Moloney Securities

Losses with Rosaline Alam of Pruco Securities in Claremont, CA
Jeffrey Morris, with Moloney Securities, Subject of Two Complaints Involving Corporate Debt ESTES PARK, COLORADO Have you lost money with financial advisor Jeffrey Morris, with Moloney Securities in Estes Park, Colorado?  The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Jeffrey Morris, who has been the subject of two …
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30
Nov

Complaints Against JEFFREY KENNEDY of Center Street Securities

Losses with John Kasel of US Bancorp in Seattle, WA
Jeffrey Kennedy, Formerly with Center Street Securities, Subject of Several Complaints QUINCY, ILLINOIS Have you lost money while investing with stockbroker Jeffrey Kennedy from Quincy, Illinois? The securities and investment fraud law firm of Israels & Neuman is looking into customer claims made against Jeffrey Kennedy, who has been affiliated with Center Street Securities since …
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29
Nov

ROBERT KOESTLER of LPL Financial is BARRED

Losses with Roy Kevin Williams of Stifel Nicolaus in Indianapolis, IN
 Robert Koestler, Formerly with LPL Financial, Barred from Securities Industry BOSCOBEL, WISCONSIN Did you lose money with stockbroker Robert Koestler of LPL Financial in Boscobel, Wisconsin? The securities and investment fraud law firm of Israels & Neuman is looking into claims made against Robert Koestler, also known as Bob Koestler.  FINRA’s Disciplinary Database reveals that Koestler …
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29
Nov

CATHIE JOUGHIN of Ameriprise Financial is BARRED

Losses with Billy Stanage of Commonwealth Financial in Rio Rancho, NM
Cathie Joughin, Formerly with Ameriprise Financial Services, Barred by FINRA BAKERSFIELD, CALIFORNIA Have you lost money with financial advisor Cathie Joughin, formerly with Ameriprise Financial Services in Bakersfield, California?  Our securities arbitration law firm is looking into a regulatory action filed by FINRA against Cathie Joughin.  In November 2022, Cathie Joughin was barred from the …
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23
Nov

Warning! JESUS BRAVO of Joseph Stone Capital is SUSPENDED

Losses with Robert Gleason Jr. of Cantella & Co. in Owenboro, KY
 Jesus Bravo, Formerly with Joseph Stone Capital, Suspended PLAINVIEW, NEW YORK  Did you lose money with financial advisor Jesus Bravo, who previously worked with Joseph Stone Capital in Plainview, New York?  Our securities arbitration law firm is looking into allegations made against Jesus Bravo.  According to FINRA’s Disciplinary Database, FINRA had investigated whether Bravo was …
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21
Nov

DAVID SIMMONS of Lincoln Financial Charged with FRAUD

Losses with David Simmons of Lincoln Financial in Jefferson, NC
 David Simmons, Formerly of Lincoln Financial Securities, Charged with Fraud JEFFERSON, NORTH CAROLINA  Did you lose money with broker David Simmons, formerly of Lincoln Financial Securities in Jefferson, North Carolina?  We are looking into allegations made against Simmons, who, along with Michael Kohn and Catherine Chollet, were charged with conspiring to defraud the United States …
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