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12
Feb

JEFFREY BISHOP DISCHARGED By Principal Securities

Losses with Akinfolarin Sessi of Edward Jones in St. Louis, MO
Jeffrey Bishop Discharged by Principal Securities CREST HILL, ILLINOIS  Are you a former client of financial advisor Jeffrey Bishop in Crest Hill, Illinois? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Jeffrey Bishop, who previously worked for Principal Securities. Jeffrey Bishop was terminated by Principal Securities in …
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6
Feb

SEC Fines Centaurus Financial for Unsuitable VRSP Sales

Losses with Atul Makharia, Ricky Mantei, Centaurus Financial, and VRSP invesments
SEC Fines Centaurus Financial Over Sales of Unsuitable Variable Interest Rate Structured Products (VRSP) LEXINGTON, SOUTH CAROLINA  Were you sold variable interest rate structured products (VRSP) by Centaurus Financial?  The Securities and Exchange Commission recently brought a claim against Centaurus Financial regarding sales of variable interest rate structured products. The SEC alleged that between June …
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3
Feb

ARCHIE BLOOD of Cambridge Investment is SUSPENDED

Losses with Archie Blood of Cambridge Investment Research in Grand Rapids, MI
Archie Blood, Formerly with Cambridge Investment Research, Suspended GRAND RAPIDS, MICHIGAN Have you invested with Archie Blood from Holland, Michigan?  Our securities arbitration law firm is reviewing claims made by FINRA, against Archie A. Blood.  Blood was under a FINRA investigation subsequent to his “voluntary resignation” with his former brokerage firm, Cambridge Investment Research. Cambridge …
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1
Feb

EDWARD SHORT of Laidlaw is SUSPENDED

Losses with Robert Gleason Jr. of Cantella & Co. in Owenboro, KY
 Edward Short, Formerly with Laidlaw & Company, Suspended MELVILLE, NEW YORK  Are you a former client of financial advisor Edward Short, who previously worked with Laidlaw & Company in Melville, New York?  Our investment fraud law firm is looking into allegations made against Edward Short.  According to FINRA’s Disciplinary Database, FINRA was investigating whether Short …
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24
Jan

Advisor NATHANIEL CLAY of Laidlaw Accused of Unsuitable Trading

Losses with Lorraine Gallette of Coastal Equities in El Dorado Springs, MO
Nathaniel Clay, formerly with Laidlaw & Company, Agrees to Pay Over $300,000 New York, NY Have you lost money with financial advisor Nathaniel Clay of New York City?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Nathaniel Clay.  The SEC alleged that Clay and Terrance Reagan, who were both previously …
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23
Jan

MATTHEW BARKS of Park Avenue Securities BARRED for Forgery Complaint

Losses with Gino Rahman of Merrill Lynch in Bloomfield Hills, MI
 Matthew Barks, Formerly with Park Avenue Securities, Barred from Securities Industry PADUCAH, KENTUCKY  Are you a former client of stockbroker Matthew Barks in Paducah, Kentucky? Israels & Neuman is reviewing allegations made against Matthew Barks, who previously worked for Park Avenue Securities.  FINRA’s Disciplinary Database reveals that he failed to respond to an investigation and …
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