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29
Sep

WARNING! Investigation of LAURENCE TORRES

INVESTOR ALERT! Timothy Van Lohuizen (aka Timothy Vanlohuizen of SagePoint Financial in Coeur d’Alene, Idaho
Laurence Torres, formerly of Alexander Capital, Barred by FINRA   Have you lost money with financial advisor Laurence Torres of Staten Island, New York?  We are investigating allegations made by the SEC (Securities and Exchange Commission), against Laurence or “Larry” M. Torres.  SEC filed an administrative complaint against Torres, alleging that he engaged in excessive …
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29
Sep

WARNING! Investigation of PRANAV PATEL

INVESTOR ALERT! Mark Christiansen of United Planners in Woodinville WA
Pranav Patel, formerly with Dawson James Securities, Barred by SEC   Have you lost money with financial advisor Pranav V. Patel of Boca Raton, Florida?  We are investigating allegations made by the Securities and Exchange Commission (SEC).   The SEC alleged that Patel received cash kickbacks for recommending that his customers invest in Forcefield Energy, Inc. …
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28
Sep

UPDATE! Sonya Camarco INDICTED FOR FRAUD

INVESTOR ALERT: Ashley Martin of Morgan Stanley in Leawood, Kansas
SONYA CAMARCO INDICTED FOR SECURITIES FRAUD   Have you had your money taken by Colorado Springs advisor Sonya Camarco?  Our Denver law firm is continuing our investigation into allegations made against Sonya Camarco.  Camarco was recently indicted by the State of Colorado regarding allegations that she stole or misappropriated funds from her clients.   Sonya …
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27
Sep

WARNING! Investigation of ABRAHAM HEIMANN

INVESTOR ALERT! Frederick Holloway
 Israels & Neuman, PLC Investigates Abraham Heimann, Formerly of Oppenheimer & Co. and Cetera Advisors   Have you lost money with financial advisor Abraham Heimann (CRD# 1315922), formerly of Oppenheimer & Co. and Cetera Advisors, in Alpharetta and Atlanta, Georgia?  We are investigating allegations of former customers related to Abraham Heimann. Abraham Heimann’s CRD report, …
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25
Sep

UPDATE! Thomas Lawrence SUSPENDED

INVESTOR ALERT! Chelsea Financial Services and Charles Bloom in Royal Palm Beach, FL
Thomas Lawrence, from Chapel Hill, Tennessee, Suspended for Two Years by FINRA   Have you lost money with financial advisor Thomas Lawrence of Chapel Hill, Tennessee?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas H. Lawrence III. In July 2017, FINRA brought a regulatory complaint against …
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23
Sep

INVESTOR WARNING! Dale Krueger BARRED from Securities Industry

INVESTOR ALERT! Shakela Carter
Dale Krueger from Midland, Michigan Barred From Securities Industry   Have you lost money with financial advisor Dale Krueger of Midland, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Dale E. Krueger. FINRA barred Dale Krueger from the securities industry after he failed to respond to an investigation.  FINRA …
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22
Sep

FRAUD ALERT! MICHAEL BARNETT and HILLIARD LYONS

INVESTOR ALERT! Lawrence Hagedorn of O.N. Equity Sales in Andover, KS
Arbitration Award Against Hilliard Lyons Regarding Advisor Michael Barnett   In Benitone v. Hilliard Lyons, a couple brought claims against JJB Hilliard WL Lyons (Hilliard Lyons), regarding the conduct of financial advisor Michael Barnett from Marion, Illinois.  The couple alleged violation of the Illinois Securities Law, negligent misrepresentation, breach of fiduciary duty, negligent supervision, and …
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21
Sep

INVESTOR WARNING! Investigation of SII Investments

INVESTOR ALERT! Mark Kregor and Hilliard Lyons
SII Investments Subject of Massachusetts Securities Division Complaint Regarding Non-Traded REITs   Have you lost money investing in non-traded REITs with SII Investments?  We are investigating allegations made by the Massachusetts Securities Division against SII Investments, which is based out of Appleton, Wisconsin.   Massachusetts alleged that SII Investments engaged in dishonest and unethical conduct …
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20
Sep

UPDATE! Kevin Bonner of Lincoln Financial SUSPENDED

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
Kevin Bonner, formerly of Lincoln Financial Securities Corp., Suspended for 6 Months by FINRA   Have you lost money with financial advisor Kevin Bonner from Seattle and Burien, Washington?  We are continuing our investigation allegations made against Bonner.  FINRA suspended Kevin Bonner from the securities industry for six months and fined him $2,500 regarding allegations …
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