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5
Oct

WARNING! Investigation of CLEMENT CHICHESTER and BRITTNEY SIAS

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
Clement Chichester and Brittney Sias from Westlake Village, California, Barred From Securities Industry   Have you lost money with financial advisor Clement Chichester and Brittney Sias of Westlake Village, California?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Clement L. Chichester and Brittney Jade Sias in separate actions. FINRA barred …
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4
Oct

FRAUD ALERT! MICHAEL GIOKAS – Williamsville, NY

Investigation: John Schmidt and Wells Fargo
Michael Giokas of Williamsville, New York Arrested and Charged with Fraud   Have you lost money with financial advisor Michael Giokas of Williamsville, New York?  We are investigating allegations regarding Michael Giokas, who was arrested on October 11, 2017.  According to InsuranceNewsNet, Williams was arrested and charged with fraud, regarding allegations that he stole $200,000 …
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3
Oct

UPDATE! Michael Crowe Suspended and Fined

INVESTOR ALERT! Shakela Carter
Michael Crowe, formerly of Securities America, Suspended and Fined by FINRA for Selling Investment in Simply Smart Homes   Have you lost money with financial advisor Michael Crowe of Mesa, Arizona?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) and the Arizona Corporation Commission against Michael A. Crowe.  Early this year, …
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3
Oct

ALERT! Ronald Dolinger BARRED from Securities Industry

Investigation update: Daniel Arcuri of Thrivent Investment Mgmt in Greensburg, PA
Ronald Dolinger from Dublin, Ohio Barred From Securities Industry   Have you lost money with financial advisor Ronald Dolinger of Dublin, Ohio?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Ronald M. Dolinger. FINRA barred Ronald Dolinger from the securities industry after he failed to respond to an investigation.  FINRA …
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2
Oct

INVESTOR ALERT! Sandlapper Securities, Trevor Gordon and Jack Bixler

INVESTOR ALERT! Robert Renteria Herrera of PFS Investments in El Paso, TX
Sandlapper Securities, Trevor Gordon, Jack Bixler, and Saltwater Disposal Well Facilities   Have you lost money investing in saltwater disposal well facilities through Sandlapper Securities?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Sandlapper Securities, and its CEO Trevor Gordon and its President of the Capital Markets Division, Jack Bixler.  …
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2
Oct

WARNING! Investigation of DONALD SOUTHWICK

Investigation - Brian Engstrom of Oppenheimer in Tampa, FL
Donald Southwick from Troy, Michigan Suspended Six Months From Securities Industry   Have you lost money with financial advisor Donald Southwick of Troy, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Donald P. Southwick. FINRA suspended Southwick six months from the securities industry.   FINRA alleged that Donald Southwick …
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