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18
Dec

INVESTMENT LOSS WARNING! LESLIE KOONCE BARRED FROM INDUSTRY

INVESTOR ALERT! Lawrence Hagedorn of O.N. Equity Sales in Andover, KS
Leslie Koonce from Menlo Park, California Barred From Securities Industry   Have you lost money with financial advisor Leslie Koonce of Menlo Park, California?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Leslie (or “Les”) R. Koonce. FINRA barred Leslie Koonce from the securities industry regarding allegations that he engaged …
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18
Dec

WARNING! Investigation of WALTER OLSSON

INVESTOR ALERT! Mark Kregor and Hilliard Lyons
Walter Olsson from Grand Rapids, Michigan Suspended From Securities Industry for Four Months   Have you lost money with financial advisor Walter Olsson of Grand Rapids, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Walter S. Olsson. FINRA suspended Walter Olsson from the securities industry for four months and …
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14
Dec

How to Recover Investment Money from BRIAN TRAVERS and MML INVESTORS SERVICES

INVESTOR ALERT! Mark Christiansen of United Planners in Woodinville WA
Brian Travers from Melville, New York Barred From Securities Industry How to Recover Your Investment Losses   Have you lost money with financial advisor Brian Travers of Melville, New York?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Brian M. Travers of MML Investors.  FINRA barred Brian Travers from the …
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14
Dec

UPDATE! ACCELERATED CAPITAL GROUP and BAHRAM MIRHASHEMI

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
Accelerated Capital Group Target of FINRA Complaint Regarding Bahram Mirhashemi   Have you lost money with financial advisor Bahram Mirhashemi of Irvine, California, formerly with Accelerated Capital Group?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Bahram Mirhashemi and Accelerated Capital Group. In February 2016, FINRA barred …
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13
Dec

INVESTOR WARNING! JOEANN WALKER Barred from Securities Industry

INVESTOR ALERT! Ma Rosa Linan Abrego of Merrill Lynch in McAllen, TX
JoeAnn Walker from Brockton, Massachusetts Barred From Securities Industry   Have you lost money with financial advisor JoeAnn Walker of Brockton, Massachusetts?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against JoeAnn M. Walker. FINRA barred JoeAnn Walker from the securities industry after she failed to adequately respond to an investigation.  …
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12
Dec

INVESTOR WARNING! Roger Kroeger ARRESTED

WARNING! Roger Kroeger
Roger Kroeger, formerly of Invest Financial Corporation, Arrested for Embezzlement   Have you lost money with financial advisor Roger Kroeger of Fort Lauderdale, Florida?  We are investigating into allegations made by against Roger Kroeger.  Roger Kroeger was arrested in November 2017 regarding allegations that he embezzled $290,000 from a 92-year-old customer’s accounts.  The money was …
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11
Dec

WARNING! Impending Investigation – JESS ROBERTS

Investigation of David Austin of J.P. Morgan in Grand Rapids, MI
Jess Roberts from Ellensburg, Washington Suspended Three Months From Securities Industry   Have you lost money with financial advisor Jess Roberts of Ellensburg, Washington?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Jess Elliott Roberts. FINRA suspended Jess Roberts from the securities industry for three months and fined him $10,000 …
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11
Dec

UPDATE! Michael Dolan FINED and SUSPENDED

UPDATE! Michael Dolan Suspended
Michael Dolan of Minneapolis, Minnesota, Suspended 60 Days and Fined $5,000   Have you lost money with financial advisor Michael Dolan of Minneapolis, Minnesota?  We are continuing our investigation into allegations made by the FINRA (the Financial Industry Regulatory Authority) against Michael T. Dolan, who is registered through brokerage firm Dougherty & Company LLC.  FINRA …
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11
Dec

Financial Advisor CRAIG LANGWEILER Suspended for Excessive Trading

Investigation - Brian Engstrom of Oppenheimer in Tampa, FL
Craig Langweiler of Philadelphia, Pennsylvania Suspended 14 Months by FINRA for Excessive Trading and Unsuitable Recommendations   Have you lost money with financial advisor Craig Langweiler of Philadelphia, Pennsylvania?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Craig Langweiler, a former advisor with Meyers & Associates (now known as Windsor …
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