Israels & Neuman, PLC | Blog | Securities & Investment Fraud Law Firm

SEARCH OUR BLOGS

2

Nov

GARY COSTELLO of Truist Investment is FIRED

Gary Costello Fired by Truist Investment Services PALM BEACH, FLORIDA Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been …
Read More

1

Nov

ANDREW SCHELL of DA Davidson 19 Customer COMPLAINTS

Losses with Andrew Schell of DA Davidson in Colorado Springs, CO

Andrew Schell with D.A. Davidson Subject of 19 Complaints COLORADO SPRINGS, COLORADO Did you invest with Andrew Schell from Colorado Springs, Colorado? Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson. Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March …
Read More

31

Oct

SCOTT ROSLONOWSKI of Ameriprise Subject of COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY

Scott Roslonowski with Ameriprise Financial Services Subject of Complaints INDIAN HARBOUR BEACH, FLORIDA Have you invested in REITs through Scott Roslonowski at Ameriprise Financial Services in Harbour Beach, Florida? He has been with Ameriprise Financial Services since October 2009. Scott Roslonowski has been the subject of two customer complaints during 2023 – one made in …
Read More

31

Oct

ROBERT LULEY of Pruco Securities is SUSPENDED

Losses with Robert Luley of Pruco Securities in Charlotte, NC

Pruco Securities Advisor Robert Luley Suspended by FINRA CHARLOTTE, NORTH CAROLINA Robert Luley also known as Rob Leo Luley, has been indefinitely suspended by FINRA, as of August 2023. He previously worked with Pruco Securities and Madison Avenue Securities, and failed to respond to a FINRA investigation. See his BrokerCheck Report attached below. This ultimately …
Read More

20

Oct

BEAU BAYS of LPL Financial Under Investigation for FORGERY

Losses with Richard Critelli of Fifth Third Securities in Marietta, GA

FINRA Investigates Beau Bays, Formerly with LPL Financial PLANO, TEXAS Are you a former client of stockbroker Beau Bays also known as Beliveau Bays in Plano, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Bays, who previously worked for LPL Financial. FINRA’s Disciplinary Database reveals that …
Read More

18

Oct

JULIE DARRAH of Wealth Enhancement Advisory Fired for FRAUD

Losses with Jeffrey Higgins of Western International in Baker City, OR

Julie Darrah Fired for Fraud by Wealth Enhancement Advisory Services ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Julie Darrah, also known as Julie Banuelos. According to AdvisorInfo, a website maintained by the SEC, …
Read More

17

Oct

Complaints Against LEO CHIEN of Cetera Investment Services

Losses with Bryan Noonan of Raymond James in Scottsdale, AZ

Leo Chien, with Cetera Investment Services, Subject of Several Complaints SAN GABRIEL, CALIFORNIA Have you invested with Leo Chien from San Gabriel, California? Our securities arbitration law firm is reviewing claims made by former clients of Leo Li-Yuan Chien, with Cetera Investment Services. Mr. Chien has been a registered representative of Cetera Investment Services since …
Read More

17

Oct

SEAN CARNELL SMITH of Edward Jones is FIRED

Losses with Courtney Smith of Spire Securities in Bethesda, MD

Advisor Sean Carnell Smith Fired by Edward Jones LOUISVILLE, KENTUCKY Are you a former customer of Sean Carnell Smith, formerly with Edward Jones, in Louisville, Kentucky? His BrokerCheck Report (See PDF below) shows that he was fired by Edward Jones in August 2023. Sean Smith had been licensed with Edward Jones since February 2018. FINRA’s …
Read More

11

Oct

ROBERT DECHICK of DH Hill Securities Subject of COMPLAINTS

Losses with David Wong of Integrity Brokerage in Seattle, WA

Robert Dechick with DH Hill Securities Subject of Complaints CLERMONT, FLORIDA Have you invested in REITs through DH Hill Securities? Our securities arbitration law firm is looking into claims made against advisor, Robert Dechick of Clermont, Florida. Mr. Dechick has been the subject of five customer complaints since 2020, including two complaints that were made …
Read More

10

Oct

TODD LESK of Cambridge Investment is BARRED

Losses with Kyle Baker of First Trust Portfolios in Wheaton, IL

Todd Lesk Formerly with Cambridge Investment Research Barred CORAL SPRINGS, FLORIDA Did you invest with advisor Todd Lesk in Coral Springs, Florida? Israels & Neuman is reviewing claims made against Todd M. Lesk, formerly with Cambridge Investment Research. In October 2023, FINRA’s Disciplinary Database shows that he was barred from the securities industry. FINRA began …
Read More

Call for a Free Consultation

(720) 599-3505

GARY COSTELLO of Truist Investment is FIRED

SEARCH OUR BLOGS

2

GARY COSTELLO of Truist Investment is FIRED

1

ANDREW SCHELL of DA Davidson 19 Customer COMPLAINTS

31

SCOTT ROSLONOWSKI of Ameriprise Subject of COMPLAINTS

31

ROBERT LULEY of Pruco Securities is SUSPENDED

20

BEAU BAYS of LPL Financial Under Investigation for FORGERY

18

JULIE DARRAH of Wealth Enhancement Advisory Fired for FRAUD

17

Complaints Against LEO CHIEN of Cetera Investment Services

17

SEAN CARNELL SMITH of Edward Jones is FIRED

11

ROBERT DECHICK of DH Hill Securities Subject of COMPLAINTS

10

TODD LESK of Cambridge Investment is BARRED