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13
Dec

ALEXANDRIA BOVEE of Edward Jones in Sumter is BARRED

Losses with Rajesh Markan of Merrill Lynch in Dallas, TX
Edward Jones Advisor Alexandria Bovee Barred by FINRA SUMTER, SOUTH CAROLINA     Did you invest with Alexandria Bovee in Sumter, South Carolina? Alexandria Bovee, also known as Alexandria Montgomery and Alexandria Porter, was recently barred by FINRA.  She previously worked with Edward Jones and failed to respond to a FINRA investigation regarding WeedGenics. FINRA initiated its …
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8
Dec

JAMES MONKEN of Morgan Stanley Subject of COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY
James Monken with Morgan Stanley, Subject of Customer Complaints CLAYTON, MISSOURI     Have you invested with stockbroker James Monken from Clayton, Missouri?  We are looking into two complaints made by former customers who filed claims against Mr. Monken’s brokerage firm.  Morgan Stanley has faced two customer complaints, filed in July and September 2023, alleging that …
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8
Dec

ESTEVAO DIAS SEMEDO of PFS Investments is BARRED

Losses with Courtney Smith of Spire Securities in Bethesda, MD
Estevao Dias Semedo Formerly with PFS Investments Barred BROCKTON, MASSACHUSETTS     Did you invest with advisor Estevao Dias Semedo in Brockton, Massachusetts? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Mr. Semedo, formerly with PFS Investments and Primerica.  The FINRA Disciplinary Database shows that he was barred from …
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8
Dec

THOMAS CORSARO of SagePoint Sentenced to 4 Years for FRAUD

Losses with Daniel Deno of LPL Financial in Owensboro, KY
Former SagePoint Financial Advisor Thomas John Corsaro Sentenced Bloomfield, New York     Are you a former client of Thomas Corsaro in Bloomfield, New York?  Corsaro, who previously worked with SagePoint Financial and Bankers Life, was charged with wire fraud and recently pleaded guilty to the charges.  He was charged by the U.S. Attorney’s Office for …
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1
Dec

FORREST WESTER of Wells Fargo in Midland TX is BARRED

Losses with James Martin of Berthel Fisher in Jacksonville, IL
 Forrest Wester Barred from Securities Industry MIDLAND, TEXAS     Did you invest with financial advisor Forrest Wester in Midland, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Forrest Wester, who previously worked with Wells Fargo.  He was recently expelled from the securities industry by FINRA. FINRA was …
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27
Nov

ROBERT LEE GOLDING of Pruco and Prudential is BARRED

Losses with Akinfolarin Sessi of Edward Jones in St. Louis, MO
 Financial Advisor Robert Lee Golding Barred from Securities Industry ALPENA, MICHIGAN     Are you a former client of financial advisor Robert Lee Golding in Alpena, Michigan? Our law firm is looking into claims made against Robert Lee Golding also known as Rob Golding, who previously worked with Pruco Securities and Prudential Insurance.  According to FINRA’s Disciplinary …
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22
Nov

HECTOR HERNANDEZ of Money Concepts Capital is BARRED

Losses with John Christoforidis of Spartan Capital in Garden City, NY
 Hector Hernandez Barred from Securities Industry SAN ANTONIO, TEXAS     Are you a client of financial advisor Hector Hernandez in San Antonio, Texas?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Hector J. Hernandez, who previously worked with Money Concepts Capital.  FINRA’s Disciplinary Database discloses in November 2023, …
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