Israels & Neuman, PLC | Blog | Securities & Investment Fraud Law Firm

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Dec

INVESTIGATION of JOHN LISOWSKI – Pittsburgh, PA

Losses with Eric Kubiak of Ameriprise in Cheektowaga, NY

John Lisowski of Stifel Nicolaus Investigation Update Have you lost money with financial advisor John R. Lisowski, with Stifel Nicolaus in Pittsburgh, Pennsylvania? We are investigating allegations of customers related to Advisor Lisowski. He has been the subject of two customer complaints. The most recent customer complaint alleges that Lisowski mishandled a customer account …
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1

Dec

INVESTIGATION of ROGER DUVAL of MetLife – Spokane, WA

INVESTOR ALERT! Eric Pica of Joseph Stone Capital in New York, NY

Roger Duval, formerly with MetLife Securities, Barred from Securities Industry Have you lost money with financial advisor Roger Duval of Spokane, Washington? We are investigating allegations made by the Washington Securities Division. In 2019, Washington alleged that Duval made unauthorized withdrawals from customers’ accounts. Washington also alleged that Duval solicited loans from his customers, …
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27

Nov

WARNING! Investigation of MICHAEL SEVERANCE of Voya – Edina, MN

INVESTOR ALERT! Charles Stevens of D.H. Hill Securities in Humble, TX

Michael Severance, formerly with Voya Financial Advisors and National Planning Corp., Barred from Securities Industry Have you lost money with financial advisor Michael Severance of Edina, Minnesota? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael R. Severance. FINRA barred Severance from the securities industry after he failed to …
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27

Nov

INVESTIGATION: Daniel Burns of Newberg, OR

Investor Alert! Daniel Burns of Newberg, Oregon and Woodbridge investments

Daniel Burns, with Burns Capital Investment Advisors, Ordered to Pay Money Regarding Woodbridge Have you lost money with financial advisor Daniel Robert Burns from Newberg, Oregon? We are looking into allegations made by the Oregon Department of Financial Regulation against Burns. Oregon ordered Burns to disgorge the commissions he made selling investments in Woodbridge …
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23

Nov

INVESTOR WARNING! Dennis Nakamura BARRED – Moraga, CA

Investor Alert! Dennis Nakamura of McNally Financial in Moraga, CA

Dennis Nakamura, formerly with McNally Financial Services, Barred from Securities Industry Have you lost money with financial advisor Dennis Nakamura of Moraga, California? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Dennis M. Nakamura. FINRA barred Nakamura from the securities industry after he failed to respond to a FINRA …
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22

Nov

WARNING! Advisor MATTHEW WHITE Barred – Little Rock, AR

INVESTOR ALERT! Hugh Barndollar of Crown Capital in Land O' Lakes, FL

Matthew White, formerly with MML Investors Services, Barred from Securities Industry Have you lost money with financial advisor Matthew Leon White of Little Rock, Arkansas? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Mr. White. FINRA barred him from the securities industry after he failed to respond to a …
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21

Nov

WARNING! Investigation of TIMOTHY VAN LOHUIZEN – Coeur d’Alene, ID

INVESTOR ALERT! Timothy Van Lohuizen (aka Timothy Vanlohuizen of SagePoint Financial in Coeur d’Alene, Idaho

The Law Firm of Israels & Neuman Investigates Timothy Van Lohuizen of SagePoint Financial Have you lost money with financial advisor Timothy J. Van Lohuizen, with SagePoint Financial in Coeur d’Alene, Idaho? We are investigating allegations of customers related to Timothy or Tim Vanlohuizen. Tim Van Lohuizen has been the subject of six customer complaints, …
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21

Nov

Losses With JOSEPH VIET DUY PHAN? We offer Contingent Fees

INVESTOR ALERT! Joseph Thurnherr of Spartan Capital in New York

Joseph Viet Duy Phan, formerly with Pruco Securities, Barred from Securities Industry – Irvine, CA Have you lost money with financial advisor Joseph Viet Duy Phan from Irvine, California? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Agent Phan. FINRA barred him from the securities industry after he failed …
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21

Nov

GERALD EATON of Commonwealth Financial BARRED – Acton, MA

Losses with Sean Casterline and Tuscan Gardens investments, Delta Securities and in Maitland, FL

Gerald Eaton, formerly with Commonwealth Financial Network, Barred from Securities Industry Have you lost money with financial advisor Gerald Allan Eaton from Acton, Massachusetts? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Agent Eaton. FINRA barred him from the securities industry after he failed to respond to an …
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21

Nov

UPDATE! David Volpe of National Planning and Complaints

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN

David Volpe, previously with National Planning Corp., Subject of Arizona Complaint Have you lost money with financial advisor David Volpe? We are continuing to investigate allegations made about David J. Volpe from Scottsdale, Arizona. Volpe was the subject of a complaint by the Arizona Corporation Commission regarding allegations that he sold unregistered investments in …
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INVESTIGATION of JOHN LISOWSKI – Pittsburgh, PA

SEARCH OUR BLOGS

1

INVESTIGATION of JOHN LISOWSKI – Pittsburgh, PA

1

INVESTIGATION of ROGER DUVAL of MetLife – Spokane, WA

27

WARNING! Investigation of MICHAEL SEVERANCE of Voya – Edina, MN

27

INVESTIGATION: Daniel Burns of Newberg, OR

23

INVESTOR WARNING! Dennis Nakamura BARRED – Moraga, CA

22

WARNING! Advisor MATTHEW WHITE Barred – Little Rock, AR

21

WARNING! Investigation of TIMOTHY VAN LOHUIZEN – Coeur d’Alene, ID

21

Losses With JOSEPH VIET DUY PHAN? We offer Contingent Fees

21

GERALD EATON of Commonwealth Financial BARRED – Acton, MA

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UPDATE! David Volpe of National Planning and Complaints