Kari Bracy, formerly with NYLife Securities, Barred from Securities Industry Have you lost money with financial advisor Kari Bracy of Jacksonville Beach, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kari M. Bracy.  FINRA barred Bracy from the securities industry after she failed to respond to a FINRA investigation.  …
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Michael Leahy, former supervisor of Philip Sparacino, formerly with First Standard Financial Company, Barred from Securities Industry in Principal Capacity Have you lost money with financial advisor Philip Joseph Sparacino from Red Bank, New Jersey?  We are continuing to look into allegations made by FINRA (the Financial Industry Regulatory Authority) against Philip Sparacino and his …
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Zachary Wagner, formerly with Merrill Lynch, Barred from Securities Industry Have you lost money with financial advisor Zachary Wagner of Gilbert, Arizona?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Zachary Scott Wagner.  FINRA barred Wagner from the securities industry after he failed to respond to a FINRA investigation.  FINRA …
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Paul Petrillo, formerly with Thrivent Investment Management, Barred from Securities Industry Have you lost money with financial advisor Paul Petrillo of Volo, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Paul W. Petrillo.  FINRA barred Petrillo from the securities industry.  FINRA was investigating Petrillo regarding allegations that he made …
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Jason LaBelle, formerly with LPL Financial, Suspended from Securities Industry for Three Months Have you lost money with financial advisor Jason LaBelle of Pittsfield, Massachusetts?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jason C. LaBelle. FINRA suspended LaBelle from the securities industry for three months and fined him $5,000.  …
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Israels & Neuman, PLC Investigates Jeffrey Thure, of Aegis Capital Have you lost money with financial advisor Jeffrey Michael Thure, with Aegis Capital in Melville, New York?  We are investigating allegations of customers related to Murray Jeffrey Thure. Thure has been the subject of customer complaints, including a complaint arising from the sale of reverse …
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