CARLSBAD, CALIFORNIA

 Have you lost money with financial advisor Chadwick Collins, of Kestra Investment Services in Carlsbad, California?  We are looking into allegations made against Chadwick Collins, who has been the subject of five customer complaints, three of which were filed in 2021.  Two of the recent complaints each allege over $1 million in damages stemming from trading common and preferred stocks.

Chadwick Collins has been a registered representative of Kestra Investment Services from January 2017 to the present.  He had also been with Wells Fargo prior to Kestra.  He has worked at branch offices in Carlsbad, California.

Brokerage firms like Kestra Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Kestra Investment Services.

Click to view: Collins, Chadwick BrokerCheck 12.21.21

If you lost money with Chadwick Collins or Kestra Investment Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.