ISRAELS & NEUMAN LAW FIRM INVESTIGATES ROBERT STANLICK, OF PRESIDENTIAL BROKERAGE AND GENEOS – COLORADO SPRINGS, COLORADO
Have you lost money with financial advisor Robert Stanlick, formerly of Presidential Brokerage in Colorado Springs, Colorado? We are looking into allegations made against Robert Stanlick. Robert Stanlick has been the subject of two customer complaints since 2020, who allege unsuitable recommendations in non-traded REITs (real estate investment trusts) and BDCs (business development companies). REITs and BDCs can carry significant risk.
Robert Stanlick was a registered representative of Presidential Brokerage (now Forta Financial) from 2003 to February 2017. He has also been licensed with Geneos Wealth Management from February 2017 to the present. He has worked at branch offices in Colorado Springs, Colorado. Stanlick was also terminated by US Bancorp in 2003 and had three financial compromises in 2019.
Brokerage firms like Presidential Brokerage have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Colorado. Attorney Aaron Israels is licensed to practice law in Colorado. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Presidential Brokerage.
Click to view BROKERCHECK: Stanlick, Robert BrokerCheck 6.8.21
If you lost money with Robert Stanlick, REITs, BDCs, or Presidential Brokerage, please CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.