MIAMI, FLORIDA
Have you lost money with financial advisor Candido Viyella of Miami, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Candido Viyella. FINRA barred Viyella after he failed to respond to an investigation. Viyella was being investigated for allegations that he engaged in undisclosed private securities transactions.
Candido Jose Viyella was a financial advisor and registered representative of Morgan Stanley from June 2009 to December 2020. He worked at a branch office in Miami, Florida. Viyella has also been the subject of five customer complaints. Viyella was also affiliated with Terrena Enterprises and VSHC Management.
Brokerage firms like Morgan Stanley have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; Phoenix, Arizona; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida in the past. Attorney David Neuman is licensed to practice law in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Morgan Stanley.