BLOOMFIELD HILLS, MICHIGAN – Have you lost money with financial advisor Clark Dee Harris, formerly of Sigma Financial in Bloomfield Hills, Michigan?  We are looking into allegations made against Clark Harris. Clark Harris was terminated by Sigma Financial after Harris allegedly sold illiquid real estate investments without having a license to do so.  It was also alleged that Harris attempted to conceal this conduct from Sigma Financial.

Clark Harris was a registered representative of Sigma Financial from 2000 to April 2021.  He has worked at branch offices in Bloomfield Hills, Michigan.  Harris was also affiliated with Titan Wealth Advisors.

Brokerage firms like Sigma Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; Seattle, Washington; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Michigan.  Attorney Aaron Israels is licensed to practice law in Michigan, grew up in Holland, Michigan, and previously lived in the Detroit area.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Sigma Financial.

Click to view BrokerCheck:  Harris, Clark BrokerCheck 6.16.21

If you lost money with Clark Harris or Sigma Financial, please CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.