Charles Burchard, formerly with Allstate Financial Services, Barred by FINRA Have you lost money with financial advisor Charles Don Burchard?  We are looking into allegations made about Chuck Burchard from Conroe, Texas.  FINRA (the Financial Industry Regulatory Authority) barred Burchard from the securities industry.  FINRA alleged that Burchard has failed to respond to its investigation …
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Stephen Pizzuti, formerly with Freedom Investors Corp., Barred by SEC Have you lost money with financial advisor Stephen Douglas Pizzuti from Altamonte Springs, Florida?  We are looking into allegations made by the Securities and Exchange Commission (SEC) against Stephen Pizzuti. The SEC alleged that Pizzuti pleaded guilty to concealing assets in a bankruptcy case.  Stephen …
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Earl Quon, formerly with MML Investors Services and Cetera Investment Services, Barred by FINRA Have you lost money with financial advisor Earl Duke Quon?  We are looking into allegations made about Earl Quon from Honolulu, Hawaii.  FINRA (the Financial Industry Regulatory Authority) barred Quon from the securities industry.  FINRA alleged that Quon has failed to …
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Ross Barish, with Joseph Stone Capital, Subject of SEC Complaint Have you lost money with financial advisor Ross A. Barish from Mineola, New York?  We are looking into allegations made by the Securities and Exchange Commission (SEC) against Ross Barish. The SEC alleged that Barish engaged in a high-cost pattern of trading, also known as …
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Garrett Gaylor, formerly with Joseph Stone Capital, Barred by SEC Have you lost money with financial advisor Garrett R. Gaylor from Huntington, New York?  We are looking into allegations made by the Securities and Exchange Commission (SEC) against Garrett Gaylor. The SEC alleged that Gaylor engaged in a high-cost pattern of trading, also known as …
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Andrew M. Arthur, previously with Guggenheim Securities, Barred by FINRA Have you lost money with financial advisor Andrew Arthur?  We are investigating allegations made about Andrew M. Arthur from New York, New York.  FINRA (the Financial Industry Regulatory Authority) barred Arthur from the securities industry.   FINRA was investigating Arthur after he was alleged to have …
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Christopher Reid, previously with Morgan Stanley, Suspended 4 Months by FINRA Have you lost money with financial advisor Christopher Reid?  We are looking into allegations made about Christopher A. Reid from Marlton, New Jersey.  FINRA (the Financial Industry Regulatory Authority) suspended Reid from the securities industry for 4 months and fined him $5,000.  FINRA was …
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Serge Parakhnevich, formerly with PHX Financial, Suspended from Securities Industry Have you lost money with financial advisor Serge Parakhnevich of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Serge Parakhnevich. FINRA suspended Parakhnevich from the securities industry for 45 days and fined $7,500.  It was alleged …
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Israels & Neuman, PLC Investigates Victor Rigoni, of Summit Brokerage Services and Cetera Advisor Networks Have you lost money with financial advisor Victor A. Rigoni III (CRD# 4272056), of Summit Brokerage Services and Cetera Advisor Networks, in Lake Forest, Illinois?  We are investigating allegations of former customers related to Victor Rigoni. Victor Rigoni’s BrokerCheck report, …
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Frederick Levine, formerly of Oppenheimer & Co., Suspended Three Months from Securities Industry Have you lost money with financial advisor Frederick Levine of Florham Park, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Frederick Scott Levine. FINRA suspended Levine from the securities industry for three months and fined …
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