Staten Island, NY & Red Bank, NJ Christian Luccheto, Formerly with First Standard Financial, Suspended by FINRA Have you lost money with financial advisor Christian Luccheto from Staten Island, New York?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Christian Luccheto. FINRA filed a complaint against Luccheto regarding allegations …
Read More "Alert: CHRISTIAN LUCCHETO of First Standard Financial SUSPENDED"

Growth Capital Services Settles with FINRA Regarding Private Placements We are currently investigating allegations made against Growth Capital Services, Inc., a San Francisco, California-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Growth Capital Services, making allegations that it frequently failed to timely file, with FINRA, documents related to …
Read More "Growth Capital Services FINED Regarding Private Placements"

Sparks, Nevada Javelin San Nicolas, formerly with Edward Jones, Barred by FINRA Have you lost money with financial advisor Javelin San Nicolas?  We are looking into allegations made about Javelin San Nicolas from Sparks, Nevada.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleged that Javelin or Jovi San Nicolas …
Read More "Warning: JOVI SAN NICOLAS of Edward Jones is BARRED"

Novato, California Whitehall Parker Securities Fined For Failing to Supervise James Lamont Have you lost money with financial advisor James Lamont, formerly with Whitehall Parker Securities, from Novato, California?  We are continuing to look into allegations made by FINRA (the Financial Industry Regulatory Authority) against James Marten Lamont. In 2019, FINRA suspended Lamont from the …
Read More "COMPLAINTS Against JAMES LAMONT and Whitehall Parker Securities"

ATTENTION INVESTORS IN TRUNCATUS HOLDINGS QP, LLC A/K/A BOTTLENOSE AND ADVANTAGENE, INC. Chicago, Illinois Midlothian Illinois Israels & Neuman, PLC is continuing its investigation into the sales practices of former National Securities broker Leonard McAbee (a/k/a Len McAbee).  Our law firm believes that Mr. McAbee may have been involved in selling investments in Truncatus Holdings …
Read More "Investor Alert: Losses with LEONARD MCABEE of National Securities"

Greenwood Village, CO ATTENTION INVESTORS IN 2CONTANGO, LLC d/b/a UBRA Israels & Neuman, PLC is continuing its investigation into the sales practices of former Morgan Stanley Broker Daniel Todd Levine of Greenwood Village, Colorado.  Our law firm believes that Mr. Levine may have been involved in selling investments in 2contango, LLC d/b/a UBRA, while registered …
Read More "Update: DANIEL LEVINE and UBRA 2Contango Investment FRAUD"

Chicago, IL Have you lost money with financial advisor David A. Hirsch (CRD# 1341777), of UBS Financial Services, in Chicago, Illinois?  The Law Firm of Israels & Neuman is investigating allegations of former customers related to David Hirsch. David Hirsch’s BrokerCheck report, a public record maintained by FINRA, states that Hirsch has been the subject …
Read More "Investigation of DAVID HIRSCH of UBS Financial"

Steven Luftschein, formerly with Aegis Capital Corp., Barred by FINRA Have you lost money with financial advisor Steven Luftschein from Melville, New York?  We are continuing to look into allegations made by FINRA (the Financial Industry Regulatory Authority) against Steven Luftschein. In May 2020, FINRA filed a complaint against Luftschein regarding allegations while he was …
Read More "Update! STEVEN LUFTSCHEIN of Aegis is BARRED- Melville, NY"

Israels & Neuman, PLC Investigates Shawn Davis, Formerly of Independent Financial Group Have you lost money with financial advisor Shawn Bruce Davis (CRD# 2911230), of Independent Financial Group, in Auburn, California?  We are investigating allegations of former customers related to Shawn Davis. Shawn Davis’s BrokerCheck report, a public record maintained by FINRA, states that Davis …
Read More "Investigation of Advisor SHAWN BRUCE DAVIS – Auburn, CA"

Christopher Black, formerly with LPL Financial, Barred by FINRA Have you lost money with financial advisor Christopher Black?  We are looking into allegations made about Christopher Bryan Black from Statesboro, Georgia.  FINRA (the Financial Industry Regulatory Authority) barred Black from the securities industry.  FINRA alleged that he failed to respond to its investigation after he …
Read More "Warning: CHRISTOPHER BLACK of LPL is BARRED – Statesboro, GA"