DRAPER, UT Have you lost money with financial advisor Devin Larkins of LifePro Asset Management or Larkins Investment Management in Draper, UT?   We are looking into allegations against him made by Utah Securities Division. Utah alleged that he sold investors investments in Future Income Payments (or FIP).  Utah also alleged that Larkins made misrepresentations …
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NEW YORK, NY Have you lost money with financial advisor Joseph Ambrosole of New York, New York?  We are investigating allegations made by the New Hampshire Securities Bureau against Joseph Ambrosole.  New Hampshire alleged that Joseph Ambrosole engaged in excessive trading, or churning, with an elderly client.   Ambrosole and his brokerage firm, Joseph Stone Capital, …
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BERLIN, NEW HAMPSHIRE Have you lost money with financial advisor Peter Bill of Berlin, New Hampshire?  We are continuing to look into allegations made by the New Hampshire Securities Bureau against Peter Alvin Bill.  New Hampshire alleged that Peter Bill used leveraged and inverse ETFs and often held them for beyond a single day, despite …
Read More "UPDATE: PETER BILL of TradingBlock Subject of MORE COMPLAINTS"

OKLAHOMA CITY, OK Have you lost money with financial advisor Amanda Berry of Oklahoma City, Oklahoma?  We are looking into allegations made by the Oklahoma Securities Commission against Amanda Y. Berry. Oklahoma filed a complaint against Berry, alleging that she and her husband Brian “Kelly” Berry induced investors to invest in Icon Financial Group, a …
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ROCKWALL, TEXAS George Warner, formerly with Chelsea Financial Services, Barred from Securities Industry Have you lost money with financial advisor George Warner of Rockwall, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred George Warner after he failed to respond to an investigation.  Warner was being invested regarding allegations …
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NEW HYDE PARK, NY Mayur Dalal, formerly with Kestra Investment Services, Barred from Securities Industry Have you lost money with financial advisor Mayur Dalal of New Hyde Park, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Mayur Dalal after he failed to respond to an investigation.  Dalal …
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NEW YORK, NY Have you lost money with financial advisor Joseph Whitney formerly of UBS Financial Services, in New York, New York?  The Law Firm of Israels & Neuman is investigating allegations of former customers related to Joseph Whitney. He was suspended by the CFP Board (Certified Financial Planner Board of Standards) after he was …
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PLANO, TX–Carlos Rodriguez, formerly with UBS Financial Services, Barred from Securities Industry Have you lost money with financial advisor Carlos Rodriguez of Plano, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Carlos Rodriguez after he failed to pay an arbitration award.  Rodriguez has been the subject of several …
Read More "Warning: CARLOS RODRIGUEZ of UBS is Now BARRED"

KETTERING, OH Have you lost money with financial advisor Ryan Tarjanyi of Kettering, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Ryan Tarjanyi after he allegedly made false testimony during a FINRA investigation.  Tarjanyi was being invested regarding allegations that he forged insurance documents and provided false information …
Read More "Warning: RYAN TARJANYI of Bankers Life is BARRED"

NEW YORK, NY Have you lost money with financial advisor Kevin Graetz of New York, New York?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against Kevin Graetz.  The SEC barred Graetz from the securities industry.  Graetz was allegedly involved in soliciting investors to invest in Belize Infrastructure …
Read More "Update: KEVIN GRAETZ of Paulson Is BARRED"