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13
May

JOHN BUSSA of Lincoln Financial Subject of Multiple COMPLAINTS

Losses with John Bussa of Lincoln Financial in Southfield, MI
John Bussa, with Lincoln Financial Advisors, Subject of Several Complaints SOUTHFIELD, MICHIGAN     Have you invested with John Bussa from Southfield, Michigan?  Our firm is reviewing allegations made by several customers who have filed claims against his brokerage firm, Lincoln Financial Advisors. Bussa has been the subject of eight customer complaints, two of which are still …
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9
May

DAVID WONG of Integrity Brokerage Subject of COMPLAINTS

Losses with David Wong of Integrity Brokerage in Seattle, WA
David Wong, With Integrity Brokerage, Subject of FINRA Complaints SEATTLE, WASHINGTON     Israels & Neuman is reviewing allegations made by FINRA against David Wong, who owns and operates Integrity Brokerage in Seattle, Washington.  FINRA wants to punish this advisor according to a May 2024 complaint. FINRA has alleged that David Wong misappropriated about $9,500 from three …
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2
May

MICHAEL GRAVELYN of Northwestern Mutual is BARRED

Losses with
 Michael Gravelyn Formerly with Northwestern Mutual Barred GRAND RAPIDS, MICHIGAN     Are you a former customer of Michael Gravelyn in Grand Rapids, Michigan? Our firm is reviewing claims made against this advisor.  FINRA began its investigation after he was “permitted to resign” by Northwestern Mutual in April 2023. According to Northwestern Mutual, the resignation was made …
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1
May

ANDREW EGBER of Wells Fargo is BARRED

Losses with Andrew Egber of Wells Fargo in Bethesda, MD
Andrew Egber, Formerly with Wells Fargo, Barred by FINRA from the Securities Industry BETHESDA, MARYLAND     Are you a former client of Andrew Egber in Bethesda, Maryland? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations against Andrew Egber, who previously worked with Wells Fargo, Raymond James, and Steward …
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30
Apr

GARY HARPE of PFS Investments Subject of COMPLAINTS

Losses with Debra Mae Carter of KMS Financial in Weatherford, TX
FINRA Seeks to Bar Criminally Charged Farmington Hills Advisor, Gary Harpe FARMINGTON HILLS, MICHIGAN     Did you invest with Gary Harpe, formerly with PFS Investments (Primerica) in Farmington Hills, Michigan?  Our securities arbitration law firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against advisor Gary Harpe.  FINRA brought a complaint seeking …
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21
Apr

BRENT FUCHS of Lincoln Financial Subject of COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY
Brent Fuchs, with Lincoln Financial Advisors, Subject of Customer Complaints PRESTON, MARYLAND     Have you invested with Brent Fuchs from Preston, Maryland?  We are looking into complaints made by several customers who filed claims against his brokerage firm, Lincoln Financial Advisors.  The brokerage firm was named in a group claim by seven customers, all alleging that …
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19
Apr

KWAME ADUSEI of Morgan Stanley is BARRED

Losses with Kwame Adusei of Morgan Stanley in Poughkeepsie, NY
Kwame Adusei, Formerly with Morgan Stanley, Barred POUGHKEEPSIE, NEW YORK     Did you invest with Kwame Adusei in Poughkeepsie, New York? Israels & Neuman is reviewing allegations with respect to Kwame Adusei, who previously was licensed with Morgan Stanley.  He was expelled from the securities brokerage industry in March 2024 by FINRA after he failed to …
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17
Apr

JOEL FREEDMAN of Morgan Stanley FIRED for Unauthorized Trading

Losses with Joel Freedman of Morgan Stanley in Conshohocken, PA
Morgan Stanley Fires Advisor Joel Freedman CONSHOHOCKEN, PENNSYLVANIA     Are you a former customer of financial advisor Joel Freedman from West Conshohocken, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Joel Freedman, who was fired by his brokerage firm, Morgan Stanley in March 2024. The firm fired …
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17
Apr

CHRISTOPHER BAUGH of Raymond James is FIRED

Losses with Christopher Baugh of Raymond James in Miramar, FL
Raymond James Fires Christopher Baugh for Outside Business Activities MIRAMAR, FLORIDA     Have you invested with advisor Christopher Baugh from Miramar, Florida? This advisor has been fired by his brokerage firm, Raymond James, in March 2024.  He was under internal investigation for allegations that Baugh engaged in conduct inconsistent with firm policies applicable to outside business …
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