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17
Mar

DONOVAN KELLY of Independent Financial is SUSPENDED

Losses with Doron Kochavi of Western International Securities in Pasadena, CA
Donovan Kelly from Billings, Montana Suspended Seven Months From Securities Industry BILLINGS, MONTANA Have you lost money investing with Donavan Kelly of Independent Financial Group? The investment fraud law firm of Israels & Neuman is looking into allegations made against Kelly from Billings, Montana.  He was under investigation by FINRA, which is responsible for regulating …
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16
Mar

Complaints Against GREGORY HANSHEW of Infinity Financial

Losses with Patty Dawson of Stifel Nicolaus in Ann Arbor, MI
Gregory Hanshew, Formerly with Infinity Financial Services, Subject of FINRA Complaint LITTLETON, COLORADO Have you lost money with financial advisor Gregory Hanshew from Littleton, Colorado?  The investment fraud Law Firm of Israels & Neuman is reviewing allegations made about Gregory Hanshew.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Hanshew from the securities industry.  …
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2
Mar

MICHAEL MANDEL of LPL SUSPENDED for Tequila Investment Sales

Losses with Robert Gleason Jr. of Cantella & Co. in Owenboro, KY
Michael Mandel, Former LPL Financial and Royal Alliance Advisor, Suspended From Securities Industry for Selling Tequila Investments UPPER SADDLE RIVER, NEW JERSEY Have you lost money with Michael Mandel of LPL Financial and Royal Alliance?  In 2021, the U.S. Attorney’s Office for the Southern District of New York brought a criminal complaint against Joseph Cimino.  Cimino …
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2
Mar

DONALD SAVAGLIA of Cetera Involved in REIT Complaints

Losses with Charles Ron Baker of Richfield Orion International in Castle Rock, CO
Former Cetera Advisor Networks Advisor Donald Savaglia Subject of a Customer Complaint Involving Real Estate Investments OAK CREEK, WISCONSIN Have you lost money investing with former Cetera Advisor Networks advisor Donald Savaglia?  Our law firm is looking into allegations made against Donald Savaglia, from Oak Creek, Wisconsin.  According to FINRA BrokerCheck, a customer filed a …
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2
Mar

COMPLAINTS Against KEVIN HOUSER of LPL for REITs and BDCs

Losses with Schad Brannon of United Capital and Debt Box in Los Angeles, CA
Kevin Houser, Formerly with LPL Financial, Subject of Customer Complaints Involving Franklin Square, Cole Credit Property and CIM Real Estate ALLENTOWN, PENNSYLVANIA Our law firm is looking into allegations made by former customers of Kevin Houser in Allentown, Pennsylvania.   Kevin D. Houser, who previously worked with LPL Financial and is now with Ameriprise, has five …
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1
Mar

Complaints Against WALTER SCOTT HALL of NYLife and Coastal Equities

Losses with Dusty Sternadel of Ameriprise Financial in Wichita Falls, TX
Walter Scott Hall of NYLife Securities and Coastal Equities, Terminated by Both Firms MEMPHIS, TENNESSEE The securities fraud law firm of Israels & Neuman is reviewing allegations made against Walter Scott Hall.  Hall was a financial advisor with NYLife Securities and Coastal Equities.  He was discharged by New York Life (NYLife) in 2020 “after the …
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28
Feb

COMPLAINTS Against CRAIG THISTLEWAITE of Morgan Stanley

Losses with Edward Steven Mercer of Cambridge Investment in Coral Springs, FL
 Two Customer Complaints Made Against Morgan Stanley Involving Craig Thistlewaite, PERRYSBURG, OHIO Israels & Neuman, a securities arbitration law firm, is looking into allegations made against Morgan Stanley advisor Craig Thistlewaite in Perrysburg, Ohio.  According to FINRA’s BrokerCheck, Thistlewaite has been the subject of two customer complaints, both of which were made within the last seven …
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