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18
Apr

Complaint Involving Advisor GREGORY JAMES of AXA Advisors

Losses with Michael Young of Classic Asset Management in Fargo, ND
Customer Complaint Made Against Equitable Advisors (previously AXA Advisors) Involving Gregory James and Structured Product SCOTTSDALE, ARIZONA Israels & Neuman is a securities arbitration and investment fraud law firm with offices in Phoenix, Arizona; Denver; and Seattle.  Our law firm is looking into allegations made against current Equitable Advisors advisor Gregory James, in Scottsdale, Arizona. …
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13
Apr

CHRISTOPHER PASSERO of Money Concepts Capital is SUSPENDED

Losses with Christopher Passero of Money Concepts Capital in Hurricane, W. Virginia
 Christopher Passero with Money Concepts Capital, Suspended From Securities Industry and Fined HURRICANE, WEST VIRGINIA The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Christopher Passero, who worked in Hurricane, West Virginia.  Passero was suspended for three months and fined …
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11
Apr

Alert! PATRICK TEUTONICO of Network 1 Financial is SUSPENDED

Losses with Patrick Teutonico of Network 1 Financial Securities in Seaford, NY
 Patrick Teutonico with Network 1 Financial Securities, Suspended Three Months SEAFORD, NEW YORK Are you a current or former client of Patrick Teutonico? Our law firm is looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Patrick Teutonico, with Network 1 Financial Securities in Seaford, New York.  Teutonico was recently suspended from …
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11
Apr

Update! ROBERT DAVID of Morgan Stanley is Now SUSPENDED

Losses with Rajesh Markan of Merrill Lynch in Dallas, TX
Robert David, Jr., Formerly with Morgan Stanley, Suspended 20 Months FARMINGTON HILLS, MICHIGAN Are you a former customer of Robert David Jr., formerly of Morgan Stanley in Farmington Hills, Michigan?  The investment fraud and securities arbitration law firm of Israels & Neuman is continuing to look into allegations made against Robert David.  FINRA (the Financial …
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8
Apr

Investor Alert! JAY SHETH of National Securities is SUSPENDED

Losses with Mirsad Muharemovic of Arive Capital Markets in Coram, NY
 National Securities Corp. Advisor, Jay Sheth Suspended Three Months from the Securities Industry NEW YORK, NY Are you a current or former customer of advisor Jay Sheth at National Securities Corp.? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against …
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7
Apr

COMPLAINTS Against FREDERICK ATIYEH of Crown Capital Securities

Losses with Arthur Grossbard of Royal Alliance in West Orange, NJ
Two Customer Complaints Pending Against Crown Capital Securities Involving Frederick Atiyeh WHITMORE LAKE, MICHIGAN Were you a former investor of financial advisor Frederick Atiyeh? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against current Crown Capital Securities advisor Frederick Atiyeh, in Whitmore Lake, Michigan.  According to FINRA’s …
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7
Apr

Warning! JAMES DUNN of Ameriprise Involved in Unauthorized Trading

Losses with Cheryl Kitashima of Centaurus Financial and Kitashima Wealth Advisors GWG L Bond investments in Bellevue, WA
James Dunn, Formerly with Ameriprise Financial Services,  Fired For Unauthorized Trades VIENNA & ARLINGTON, VIRGINIA Are you a former customer of James Dunn in Vienna, Virginia? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against James Dunn, who was a financial advisor with Ameriprise Financial Services from May …
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5
Apr

COMPLAINTS Against JAMES PARRELLY of Investment Planners

Losses with Michael Young of Classic Asset Management in Fargo, ND
James Parrelly, Formerly with Investment Planners, Subject of Customer Complaints DEARBORN, MICHIGAN Are you a former customer of James Parrelly also known as Jim Parrelly from Dearborn, Michigan? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by former customers of James Parrelly and his former brokerage …
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