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2
Jun

COMPLAINTS Against Advisor Robert Bragg and Losses in GWG L Bonds

Losses with James Williams of Newbridge Securities in Boca Raton, FL
Colorado Springs Financial Advisor Robert Bragg and Losses in GWG L Bonds MONUMENT, COLORADO Have you lost money investing in GWG L Bonds based on a recommendation by financial advisor Robert Bragg with Newbridge Securities Corp?  Our securities arbitration law firm is aware that Robert C. Bragg, who works in a Monument, Colorado office, recommended …
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2
Jun

INVESTIGATION of BRIAN VISCONTI and Raymond James Tech Stocks

Losses with Herbert Garrett Frey of Union Capital in Mount Vernon, OH
 Israels & Neuman, PLC Investigates Brian Visconti, Formerly with Raymond James, Regarding Technology Stocks TAMPA, FLORIDA Are you a current or former client of financial advisor Brian Visconti, formerly with Raymond James in Tampa, Florida?  We are reviewing allegations made against Brian Visconti.  Visconti was discharged by Raymond James in February 2022, regarding claims that …
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19
May

Warning: JEFFREY MARBURGER of W&S Brokerage is BARRED

Losses with Cheryl Kitashima of Centaurus Financial and Kitashima Wealth Advisors GWG L Bond investments in Bellevue, WA
Former W&S Brokerage Services Advisor Jeffrey Marburger Barred by FINRA DOVER, OHIO Our investment fraud and securities arbitration law firm is looking into claims made by FINRA, against Jeffrey Marburger, from Dover, Ohio.  Marburger was under investigation by FINRA after he was terminated by his former brokerage firm, W&S Brokerage Services.  After Marburger failed to …
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18
May

Investor Alert! JESUS ALVIDREZ of TransAmerica Financial is BARRED

Losses with Akinfolarin Sessi of Edward Jones in St. Louis, MO
Jesus Alvidrez, Formerly with TransAmerica Financial Advisors, Barred from Securities Industry BREA, CALIFORNIA Are you a former customer of Jesus Alvidrez from Brea, California? The securities arbitration law firm of Israels & Neuman is examining allegations made about Jesus Jose Alvidrez.  FINRA (the Financial Industry Regulatory Authority) has expelled him from the securities brokerage industry …
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17
May

FRAUD ALERT! Brian Martinsen of SW Financial Charged with FRAUD

Losses with Gino Rahman of Merrill Lynch in Bloomfield Hills, MI
 Brian Martinsen, Formerly of SW Financial, Civilly Charged with Securities Fraud ST. JAMES, NY Are you a current or former customer of StraightPath Venture Partners or StraightPath Management LLC?  We are reviewing allegations made by the SEC against StraightPath and its founders, which include Brian Martinsen of St. James, New York. The SEC alleged that …
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17
May

Warning! NIKOLAY ZOTENKO of Morgan Stanley is SUSPENDED

Losses with Michael Archimede of PFS Investments in Waukesha, WI
Former Morgan Stanley Rep, Nikolay Zotenko, Suspended For One Year BEVERLY HILLS, CA Are you a former client of financial advisor Nikolay Zotenko from Morgan Stanley? Our securities arbitration law firm reviewing allegations made against a former representative of Morgan Stanley who was based in Beverly Hills, California.  FINRA had investigated Nikolay Zotenko. FINRA’s AWC …
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13
May

Warning! IAN LOWREY of Spartan Capital is SUSPENDED and FINED

Losses with Mirsad Muharemovic of Arive Capital Markets in Coram, NY
FINRA Suspended Another Former Spartan Capital Securities Rep, Ian Lowrey NEW YORK, NY Our firm is continuing to look into allegations made against former representatives of Spartan Capital Securities, which is based on New York City.  FINRA has investigation yet another former advisor with Spartan Capital Securities; this time the investigation centers around Ian Lowrey.  …
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