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18
Aug

JAMES DUNN of Ameriprise is Now BARRED Vienna, VA

Losses with John Christoforidis of Spartan Capital in Garden City, NY
 James Dunn, Formerly with Ameriprise Financial Services, Barred from Securities Industry VIENNA, VIRGINIA  Have you lost money with financial advisor James Dunn in Vienna, Virginia? Our securities arbitration law firm is continuing to look into claims made against James William Dunn.  Dunn was recently barred from the securities industry by FINRA after he failed to respond …
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16
Aug

WARNING Bradley Kavanagh of Park Avenue Securities is BARRED

Losses with John Kasel of US Bancorp in Seattle, WA
Bradley Kavanagh, Formerly with Park Avenue Securities, Barred from Securities Industry BATON ROUGE, LOUISIANA Did you suffer financial losses due to recommendations of Bradley Kavanagh, formerly with Park Avenue Securities in Baton Rouge, Louisiana?  In August 2022, Bradley Kavanagh was barred from the securities industry in after he failed to respond to a FINRA (Financial …
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16
Aug

SEAN SULLIVAN Fired by Aegis Capital for Unauthorized Trading

Losses with John Kasel of US Bancorp in Seattle, WA
Aegis Capital Corp. Fired Sean Sullivan MELVILLE, NY Have you lost money investing with advisor Sean Sullivan, formerly with Aegis Capital Corp.?  Sean T. Sullivan was fired by Aegis Capital Corp. in July 2022, according to FINRA’s (Financial Industry Regulatory Authority) BrokerCheck.  The reason for terminating Sullivan’s affiliation with Aegis Capital Corp. was for “multiple …
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15
Aug

WARNING Joseph Michael Todd of Centaurus Financial FIRED for Selling Away

Losses with Rosaline Alam of Pruco Securities in Claremont, CA
Joseph Michael Todd Fired by Centaurus Financial CRYSTAL RIVER, FLORIDA Are you a former customer of Joseph Michael Todd also known as Michael Todd, formerly with Centaurus Financial, in Crystal River, Florida?  FINRA’s BrokerCheck shows that Joseph Michael Todd was fired by Centaurus Financial in July 2022.  Todd had been licensed with Centaurus Financial since …
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15
Aug

COMPLAINTS Against ANTHONY PITTA of Capital Investment Group

Losses with Archie Blood of Cambridge Investment Research in Grand Rapids, MI
Anthony Pitta, with Capital Investment Group, Subject of Two Complaints MELVILLE, NEW YORK Did you invest with financial advisor Anthony Pitta from Melville, New York? Our securities arbitration law firm is looking into allegations made against Anthony Pitta, who has been licensed with Capital Investment Group since 2010. According to FINRA’s BrokerCheck, Pitta has been …
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11
Aug

Attorney David Neuman Quoted Regarding Advisor RONALD HANNES

attorney david neuman assists clients with investment recovery from Ronald Hannes and Woodbury Financial in Spokane, WA
Attorney David Neuman Is Quoted in Financial Planning Article Regarding Advisor Ronald Hannes Securities and Investment Fraud Attorney, David Neuman was quoted in an article on Financial-Planning.com.  The article was written by Tobias Salinger.  The article is about Ronald Hannes, a former financial advisor from Spokane, Washington, who was recently charged with fraud. Hannes was …
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