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15
Oct

UPDATE: Investigation of Jason A. Muskey and Ameritas Investment Corp.

WARNING! Brian Lockett of Geneos Wealth Management and Independent Financial Group in Lynnwood, WA
Jason A. Muskey and Ameritas Investment Corp.   Have you lost money with financial advisor Jason A. Muskey of Moosic, Pennsylvania?  We are continuing to investigate allegations that Jason Muskey stole money from his clients.  Muskey was recently charged with mail fraud, money laundering, and identity theft by the U.S. Attorney’s office in the Middle …
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15
Oct

UPDATE: Darnell Deans Investigation

UPDATE! Darnell Deans (CRD# 2200059) of Blackbook Capital, LLC suspended from FINRA   Have you lost money with financial advisor Darnell Deans (CRD# 2200059) of Blackbook Capital, LLC of New York, New York?  We are investigating allegations of various state regulatory agencies related to the conduct of Darnell Deans.   Israels & Neuman, PLC previously …
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14
Oct

WARNING! Impending Investigation: KHALED ELDAHER and ACAP FINANCIAL, INC.

Khaled Eldaher and ACAP Financial, Inc. Have you lost money with financial advisor Khaled Eldaher of Salt Lake City, Utah?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Khaled Eldaher.   In a recent final decision, the SEC alleged that Eldaher sold customers over $300,000 of pre-IPO Facebook shares in 2012.  …
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9
Oct

WARNING! Impending Investigation: EMILY S. PAO and HSBC SECURITIES

Emily S. Pao and HSBC Securities Have you lost money with financial advisor Emily Pao of San Gabriel, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Emily S. Pao. FINRA barred Pao from the securities industry, after she failed to respond to a FINRA investigation that she converted or …
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9
Oct

WARNING! Impending Investigation: JOSEPH M. SNYDER and ALLSTATE FINANCIAL SERVICES

Investment Losses with Kevin Jedlicka
Joseph M. Snyder and Allstate Financial Services Have you lost money with financial advisor Joseph M. Snyder III of Lexington, South Carolina?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Joseph Snyder. FINRA barred Snyder from the securities industry, after he failed to respond to a FINRA investigation that he …
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9
Oct

WARNING! Impending Investigation: BARBARA FIFE and LPL FINANCIAL

Barbara Fife and LPL Financial Have you lost money with financial advisor Barbara D. Fife of Fishers, Indiana?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Barbara Fife. FINRA barred Fife from the securities industry, after she failed to respond to a FINRA investigation that she converted or stole money …
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2
Oct

WARNING! Impending Investigation: HOWARD D. RICHARDS and GATEKEEPER USA, INC.

Howard D. Richards and Gatekeeper USA, Inc. Have you lost money with financial advisor Howard D. Richards from Mound and Plymouth, Minnesota?  We are investigating allegations made by the Securities and Exchange Commission against Howard Richards, who previously worked as a financial advisor with Securus Wealth Management and Cambridge Investment Research, Inc. in Plymouth, Minnesota.  …
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1
Oct

Arbitration Award Against John S. Galinsky and Fintegra, LLC

UPDATE! Michael Dolan Suspended
Arbitration Award Against John S. Galinsky and Fintegra, LLC   In Anderson v. Matrix Capital Group et. al., eleven claimants brought claims against Matrix Capital Group, Inc., John W. Eugster, Fintegra LLC, and John S. Galinsky, alleging breach of fiduciary duty, unsuitable investments, and misrepresentations in connection with the sale of investments in MiaSole Investments …
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30
Sep

UPDATE! Lee D. Weiss Investigation

Lee D. Weiss and Family Endowment Partners   Have you lost money investing with financial advisor Lee D. Weiss of Newton, Massachusetts?  We are investigating Lee Weiss after the Securities and Exchange Commission brought a complaint against Weiss in federal court in Massachusetts.  The SEC alleges that Weiss and his firm, Family Endowment Partners, solicited …
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28
Sep

WARNING! Impending Investigation: ROBERT J. KERRIGAN of SCOTTSDALE, ARIZONA

WARNING!  Robert J. Kerrigan of Scottsdale, Arizona   Have you lost money with financial advisor Robert J. Kerrigan, Sr. from Scottsdale, Arizona?  We are investigating allegations made by the Securities Division of the Arizona Corporation Commission against Robert Kerrigan, who previously worked as a financial advisor with Personal Wealth Management Group in Scottsdale.  The Arizona Securities …
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