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26
Feb

WARNING! Impending Investigation: ANTHONY OGBONNA and J.P. MORGAN SECURITIES

Anthony Ogbonna and J.P. Morgan Securities   Have you lost money with financial advisor Anthony Ogbonna of Evanston, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony Ogbonna. FINRA barred Ogbonna from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Ogbonna regarding …
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26
Feb

WARNING! Impending Investigation: MATTHEW E. O’CALLAGHAN and ODEON CAPITAL GROUP, LLC

WARNING! Roger Kroeger
Investigation of Matthew E. O’Callaghan and Odeon Capital Group, LLC   Have you lost money with financial advisor Matthew O’Callaghan of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Matthew E. O’Callaghan. FINRA barred O’Callaghan from the securities industry after he failed to respond to a …
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26
Feb

WARNING! Impending Investigation: BAHRAM J. MIRHASHEMI and ACCELERATED CAPITAL GROUP

Investor ALERT! Robert Spiegel of First Standard Financial in Staten Island, NY
Investigation of Bahram J. Mirhashemi and Accelerated Capital Group   Have you lost money with financial advisor Bahram Mirhashemi of Irvine, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Bahram Mirhashemi. FINRA barred Mirhashemi from the securities industry regarding allegations that he excessively traded or churned customer accounts, that …
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26
Feb

WARNING! Impending Investigation: ROBERT G. STEIN and REVERSE CONVERTIBLES

Robert G. Stein and Reverse Convertibles   We are currently investigating allegations made by FINRA, the Financial Industry Regulatory Authority, regarding Robert G. Stein of Worcester, Massachusetts.  FINRA alleged that Stein recommended that a number of his customers invest in reverse convertible notes from 2008 to 2011.  FINRA alleged that these investments were unsuitable for …
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25
Feb

ISRAELS & NEUMAN, PLC – CONNECTICUT SECURITIES ATTORNEYS

ISRAELS & NEUMAN, PLC – Connecticut Securities Attorneys   Sections 36b-4 and 36b-29 of the Connecticut Uniform Securities Act.   Israels & Neuman are securities arbitration and investment fraud attorneys that represent Connecticut investors who have been harmed by their stockbrokers and brokerage firms.  Our investment fraud attorneys have previously represented investors in Connecticut, including …
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24
Feb

SHAREHOLDER NOTICE: Investigation Into United Development Funding IV Stock Losses

WARNING! Roger Kroeger
SHAREHOLDER NOTICE: Israels & Neuman, PLC Launches Investigation Into United Development Funding IV Stock Losses   SEATTLE, Feb. 24, 2016 /PRNewswire/ — Israels & Neuman, PLC is a securities fraud law firm with offices in Denver, Colorado and Seattle, Washington.   Israels & Neuman, PLC announces that its investment fraud attorneys have launched an independent investigation …
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23
Feb

WARNING! Impending Investigation: GARLAND JAMES and GARDEN STATE SECURITIES, INC.

INVESTIGATION OF Jed Tinder
Garland James and Garden State Securities, Inc.   Have you lost money with financial advisor Garland James of New York, New York?  We are investigating allegations made by Alaska Division of Banking and Securities against his former firm, Garden State Securities.  Alaska alleged that Garland James solicited an Alaska resident to invest in a company …
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23
Feb

WARNING! Impending Investigation: VINCENT CASILLO and METLIFE SECURITIES, INC.

Investor Alert! Charles Evan of MML Investor Services, in Wellesley, MA
Vincent Casillo and Metlife Securities, Inc.   Have you lost money with financial advisor Vincent Casillo of Hauppage, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Vincent A. Casillo. FINRA suspended Casillo from the securities industry for twelve months regarding a number of allegations.  FINRA alleged that Casillo …
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23
Feb

WARNING! Impending Investigation: DEREK PRATER and EDWARD JONES & CO.

Investor Alert! Charles Evan of MML Investor Services, in Wellesley, MA
Derek Prater and Edward Jones & Co.   Have you lost money with financial advisor Derek Prater of Baytown, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Derek Prater. FINRA suspended Prater from the securities industry for two years regarding allegations that he made unauthorized transactions in customer accounts.  …
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23
Feb

ISRAELS & NEUMAN, PLC – INDIANA SECURITIES ATTORNEYS

ISRAELS & NEUMAN, PLC – Indiana Securities Attorneys   Sections 5-1 and 5-9 of the Indiana Uniform Securities Act.   Israels & Neuman are securities arbitration and investment fraud attorneys that represent Indiana residents who have been wronged by their stockbrokers and brokerage firms.  Our investment fraud attorneys have previously represented investors in Indiana, including …
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