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24
May

UNITED DEVELOPMENT FUNDING IV DEFAULTS ON SUBSTANTIAL LOAN

United Development Funding IV Defaults on Substantial Loan   Have you invested in United Development Funding IV?  We are investigating claims made by Investmentnews.com that United Development Funding IV defaulted on a $35 million dollar loan.  Moreover, it was reported that UDF IV has also suspended distributions to shareholders.  This came one week after UDF …
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16
May

WARNING! Impending Investigation: LANCE ZIESEMER and FELTL & COMPANY

INVESTOR ALERT! Richard Wesselt
Lance Ziesemer and Feltl & Company   Have you lost money with financial advisor Lance Ziesemer of Wayzata, Minnesota?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Lance J. Ziesemer. FINRA alleged that Ziesemer made unsuitable recommendations for investors to switch investments in unit investment trusts (UITs).  The switch caused …
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13
May

WARNING! Impending Investigation: STEVEN LARSON and OAKBRIDGE FINANCIAL SERVICES, INC.

Steven Larson and Oakbridge Financial Services, Inc.   Have you lost money with financial advisor Steven Larson of Nisswa, Minnesota?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Steven E. Larson. FINRA filed a regulatory complaint against Larson, who is the President, Chief Executive Officer, Chief Compliance Officer, and part …
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12
May

WARNING! Impending Investigation: LIZABETH GOTUACO TY and PARK AVENUE SECURITIES

INVESTIGATION OF Jed Tinder
Lizabeth Gotuaco Ty and Park Avenue Securities   Have you lost money with financial advisor Lizabeth Gotuaco Ty of Houston, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Lizabeth Gotuaco Ty. FINRA barred Gotuaco Ty from the securities industry after she failed to respond to a FINRA investigation.  FINRA …
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12
May

UPDATE! Eric W. Kuchel and Crown Capital Securities Investigation

WARNING! Brian Lockett of Geneos Wealth Management and Independent Financial Group in Lynnwood, WA
Eric W. Kuchel and Crown Capital Securities   Have you lost money with financial advisor Eric Kuchel of Brea, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric W. Kuchel. FINRA barred Kuchel from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating …
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12
May

UPDATE! Robert Kerrigan and USA Barcelona Realty Advisors Investigation

Robert Kerrigan and USA Barcelona Realty Advisors LLC   Have you lost money with financial advisor Robert Kerrigan, Sr. from Scottsdale, Arizona?  We are investigating allegations made by the Securities Division of the Arizona Corporation Commission against Robert Kerrigan, who previously worked as a financial advisor with Personal Wealth Management Group in Scottsdale.  The Arizona …
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6
May

WARNING! Impending Investigation: RICHARD CLATFELTER and HORTER INVESTMENT MANAGEMENT, LLC

WARNING! Roger Kroeger
Richard Clatfelter and Horter Investment Management, LLC   Have you lost money with financial advisor Richard Clatfelter of Chandler, Arizona?  We are investigating allegations made by the SEC (Securities and Exchange Commission) against Richard Clatfelter. The SEC filed a complaint in the District Court of Utah, alleging that Richard (Rick) Clatfelter, Chad Deucher and Marquis …
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6
May

WARNING! Impending Investigation: PATRICK MACKARONIS and WELLS FARGO ADVISORS, LLC

Patrick Mackaronis and Wells Fargo Advisors, LLC   Have you lost money with financial advisor Patrick Mackaronis of Wayne, New Jersey?  We are investigating allegations made by the SEC (Securities and Exchange Commission) against Patrick Mackaronis. The SEC filed a complaint in the District Court of New Jersey, alleging that Patrick Mackaronis recommended investments in …
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6
May

WARNING! Impending Investigation: JONOTHON LIEBERMAN and SALOMON WHITNEY FINANCIAL

WARNING! Arthur Meunier and Arthur Breitman
Jonothon Lieberman and Salomon Whitney Financial   Have you lost money with financial advisor Jonothon Lieberman of Farmingdale, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jonothon M. Lieberman. FINRA barred Lieberman from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating …
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5
May

WARNING! Impending Investigation: MARK BELOYAN and TRADESPOT MARKETS, INC.

Mark Beloyan and TradeSpot Markets, Inc.   Have you lost money with financial advisor Mark Beloyan of Davie, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Mark Beloyan. FINRA filed a regulatory complaint against Beloyan and TradeSpot Markets, Inc., in which Beloyan is the President, Chief Operating Officer, Chief …
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