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1
Jun

Complaints Against DUNCAN MacEACHERN of Centaurus Financial

Losses with Viqas Akhtar of B Riley Wealth Management in Miami, FL
Duncan MacEachern, Formerly with Centaurus Financial, Subject of Complaint ROYAL OAK, MICHIGAN Have you invested with Duncan MacEachern from Royal Oak, Michigan?  Our securities arbitration law firm is reviewing claims made by a former client of Duncan Gerard MacEachern, formerly with Centaurus Financial and now with LPL Financial. MacEachern was a registered representative of Centaurus …
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26
May

KEVIN CORY of RF Lafferty & Company is BARRED, Baltimore, MD

Losses with Rajesh Markan of Merrill Lynch in Dallas, TX
Kevin Cory, Formerly with RF Lafferty & Company, Barred from Securities Industry BALTIMORE, MARYLAND Did you invest with Kevin Cory of Baltimore, Maryland?  Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Kevin Cory, who previously worked with RF Lafferty & Company from August 2017 to February …
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23
May

ANGELO ANELLO of LPL Financial Subject of COMPLAINTS

Losses with Angelo Anello of LPL Financial in Needham, MA
Angelo Anello, with LPL Financial, Subject of Several Complaints  NEEDHAM, MASSACHUSETTS  Did you lose money with stockbroker Angelo Anello in Needham, Massachusetts? Israels & Neuman is looking into claims made against Angelo Anello, with LPL Financial.  FINRA’s BrokerCheck shows that Anello has been the subject of four customer complaints, three of which have been made …
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22
May

CHRISTOPHER CARPENTER of LPL Financial BARRED for REIT Sales

Losses with Marat Likhtenstein of Royal Alliance in Brooklyn, NY
Christopher Carpenter, Formerly with LPL Financial, Barred by FINRA CHARLOTTE, NORTH CAROLINA Did you lose money with financial advisor Christopher Carpenter, formerly with LPL Financial in Charlotte, North Carolina?  Christopher John Carpenter was barred by FINRA after he failed to cooperate with a FINRA investigation. In February 2023, LPL Financial filed a Form U5 with …
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15
May

RICK DAVIDSON of National Securities, Aegis Capital and Morgan Stanley

Losses with David Wong of Integrity Brokerage in Seattle, WA
Rick Davidson, Formerly of National Securities Corp., Aegis Capital, and Morgan Stanley NEW YORK, NY The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Rick Davidson of New York City.  Rick Davidson has been the subject of 12 customer complaints, including 6 complaints that have been filed …
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12
May

MICHAEL ROSENMAYER of Oppenheimer Subject of COMPLAINTS

Losses with Andrew Schell of DA Davidson in Colorado Springs, CO
Michael Rosenmayer, with Oppenheimer & Co., Subject of Numerous Complaints LOS ANGELES, CALIFORNIA Have you invested with financial advisor Michael Rosenmayer of Los Angeles, California?  The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by current and former clients of Michael Rosenmayer.  Rosenmayer has been a financial advisor and …
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9
May

JASON PINTUS of Monmouth Capital BARRED for Allegations of Falsified Documents

Losses with Rosaline Alam of Pruco Securities in Claremont, CA
Jason Pintus, Formerly with Monmouth Capital Management, Barred from Securities Industry POINT PLEASANT BEACH, NEW JERSEY The securities and investment fraud law firm of Israels & Neuman is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Jason Pintus, of Point Pleasant Beach, NJ, who previously worked with Monmouth Capital Management from …
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