SEARCH OUR BLOGS
8
Oct

ELAN SANKER of Merrill Lynch is BARRED for Customer Complaint

Losses with Elan Sanker of Merrill Lynch in Pennington, NJ
 Elan Sanker, Formerly with Merrill Lynch, Barred from Securities Industry PENNINGTON, NEW JERSEY     Were you a customer of financial advisor Elan Sanker? Israels & Neuman is looking into allegations against this advisor, who previously worked in Pennington, New Jersey. Mr. Sanker was barred by FINRA after he refused to respond to an investigation.  FINRA began …
Read More "ELAN SANKER of Merrill Lynch is BARRED for Customer Complaint"
2
Oct

RAJESH MARKAN of Merrill Lynch is BARRED for FRAUD Allegations

Losses with Rajesh Markan of Merrill Lynch in Dallas, TX
Rajesh Markan, Formerly with Merrill Lynch, Barred by FINRA from Securities Industry DALLAS, TEXAS     Did you invest with financial advisor Rajesh Markan in Dallas, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Rajesh Markan, who previously worked with Merrill Lynch from 2009 to October 2022, and …
Read More "RAJESH MARKAN of Merrill Lynch is BARRED for FRAUD Allegations"
1
Oct

BRIAN SCOTT GRAHAM of Cetera Advisor Networks is BARRED

Losses with Brian Scott Graham of Cetera Advisor Networks in Plainfield, IL
 Brian Scott Graham Barred from Securities Industry PLAINFIELD, ILLINOIS     Did you invest with former financial advisor and stockbroker Brian Scott Graham in Plainfield, Illinois? Israels & Neuman is reviewing claims made against this advisor, who was licensed with Cetera Advisor Networks from 2013 to April 2024.  He was barred from the securities industry by FINRA …
Read More "BRIAN SCOTT GRAHAM of Cetera Advisor Networks is BARRED"
1
Oct

WILLIAM CARLTON of Cetera Advisors is FIRED

Losses with William Carlton of Cetera Advisors and First Allied Securities in Kirkland, WA
Cetera Advisors Fires Advisor William Carlton for Inappropriate Trading Practice Allegations KIRKLAND, WASHINGTON     Were you a client of financial advisor William Carlton from Kirkland, Washington? Our securities arbitration law firm is looking into allegations made against William Carlton also known as Bill D. Carlton.  In December 2023, he was fired by Cetera Advisors.  Cetera Advisors …
Read More "WILLIAM CARLTON of Cetera Advisors is FIRED"
25
Sep

JAMES MARTIN of Berthel Fisher is FIRED

Losses with James Martin of Berthel Fisher in Jacksonville, IL
Berthel Fisher Fires Advisor James Martin JACKSONVILLE, ILLINOIS     Are you a former customer of financial advisor James Martin also known as Jamie Martin, from Jacksonville, Illinois? Our investment fraud law firm is looking into allegations made against this advisor.  In  July 2024, he was fired by Berthel Fisher regarding allegations that he borrowed money from …
Read More "JAMES MARTIN of Berthel Fisher is FIRED"
30
Aug

KIERAN MARC LOUGHRAN of Spartan Capital is SUSPENDED

Losses with Kieran Loughran of Spartan Capital in New York, NY
Spartan Capital Stockbroker Kieran Marc Loughran Suspended by FINRA NEW YORK, NY     Have you lost money with advisor Kieran Loughran, formerly with Spartan Capital Securities in New York, New York?  Our investment fraud law firm is reviewing claims made by FINRA against Kieran Loughran.  FINRA suspended this advisor from the securities industry for three months, …
Read More "KIERAN MARC LOUGHRAN of Spartan Capital is SUSPENDED"