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8
Jan

Investor Alert! KELLY ALTHAR OF FINANCIAL WEST GROUP

INVESTOR ALERT! William Wobbe, Hilliard Lyons in Louisville KY
KELLY ALTHAR, FORMERLY OF FINANCIAL WEST GROUP, SUED BY FINRA   Have you lost money with financial advisor Kelly Althar of San Francisco, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kelly C. Althar.  FINRA filed a regulatory complaint alleging that Althar made unsuitable recommendations and engaged in excessive …
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4
Jan

INVESTOR ALERT! GARY SAITOWITZ – Atlanta, GA

INVESTOR ALERT! Timothy Van Lohuizen (aka Timothy Vanlohuizen of SagePoint Financial in Coeur d’Alene, Idaho
GARY SAITOWITZ FROM ATLANTA, GEORGIA   Have you lost money with financial advisor Gary Saitowitz of Ridgeland and Atlanta, Georgia?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gary Saitowitz. FINRA suspended Saitowitz from the securities industry for eighteen months, fined him $10,000, and ordered him to pay restitution of …
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3
Jan

INVESTOR ALERT! California Proton Treatment Center LLC

INVESTOR ALERT! Piero DiLorenzo of NYLife Securities in Melville, NY
CALIFORNIA PROTON TREATMENT CENTER LLC   Have you invested in the California Proton Treatment Center LLC?  The California Proton Treatment Center is a proton therapy cancer treatment center in San Diego, California.  Several years ago, the California Proton Treatment Center raised capital by issuing securities to investors.   In early January 2017, the California Proton …
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1
Jan

INVESTOR WARNING! FIRST FINANCIAL EQUITY CORPORATION

INVESTOR ALERT! John McKinstry of Moloney Securities in St. Louis, MO
FINRA FINES SCOTTSDALE, ARIZONA-BASED FIRM FIRST FINANCIAL EQUITY CORPORATION $230,000   Have you lost money investing with First Financial Equity Corporation?  We are currently investigating allegations made against First Financial Equity Corporation, a Scottsdale, Arizona-based securities brokerage firm.  In July 2016, FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against First Financial Equity …
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30
Dec

WARNING! Investigation: RODGER BURSKEY–Township, MI

INVESTOR ALERT! Piero DiLorenzo of NYLife Securities in Melville, NY
RODGER BURSKEY FROM COMMERCE TOWNSHIP, MICHIGAN   Have you lost money with financial advisor Rodger Burskey of Commerce Township and Ann Arbor, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Rodger J. Burskey. FINRA barred Burskey from the securities industry after he failed to respond to a FINRA investigation.  …
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27
Dec

ISRAELS & NEUMAN, PLC – WEST VIRGINIA SECURITIES ATTORNEYS

West Virginia Securities Attorneys
West Virginia Securities Arbitration and Investment Fraud Attorneys    Sections 101 and 410 of the West Virginia Uniform Securities Act   Have you lost money with a financial advisor in West Virginia? Israels & Neuman are securities arbitration and investment fraud attorneys that represent West Virginia residents who have been wronged by their stockbrokers and …
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