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18
Apr

INVESTOR WARNING! John Olinghouse – Sparks, NV

INVESTOR ALERT! Frederick Holloway
John Olinghouse from Sparks, Nevada Suspended from Securities Industry for One Year Have you lost money with financial advisor John Olinghouse of Sparks, Nevada?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against John E. Olinghouse. FINRA suspended Olinghouse for one year from the securities industry and fined him $15,000.   …
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18
Apr

INVESTOR WARNING! Hossein Amirriahei – Los Angeles, CA

INVESTOR ALERT! Paul Petrillo of Thrivent Investments in Volo, IL
Hossein Amirriahei, formerly of Wells Fargo Advisors, Barred from Securities Industry   Have you lost money with financial advisor Hossein Amirriahei of Los Angeles, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Hossein Amirriahei. FINRA barred Amirriahei from the securities industry after he failed to respond to a FINRA …
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18
Apr

INVESTOR ALERT! Andrew Kramer – Capitol Securities Management

INVESTOR ALERT! Cory Williams
Andrew Kramer, formerly of Capitol Securities Management, Barred from Securities Industry   Have you lost money with financial advisor Andrew Kramer of Brooklyn, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Andrew B. Kramer. FINRA barred Kramer from the securities industry after he failed to respond to a …
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18
Apr

FRAUD ALERT! Selden Companies

Investment scam: LPL Financial
Feds Release Details of Mark Sellers Suicide and the Selden Companies Scheme   Have you lost money investing in Selden Companies LLC, a Kansas City, Missouri-area based company?  Our firm is investigating allegations that Mark Sellers, the owner and operator of Selden Companies, ran a fraudulent scheme or Ponzi scheme.  In August 2016, the FBI …
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14
Apr

UPDATE! Nicholas Shermeta – Minneapolis, MN

UPDATE! Eric Credle of Pruco Securities in Indianapolis, IN
Nicholas Shermeta of Minneapolis, Minnesota Indicted Regarding Dakota Plains Holdings   Have you lost money with financial advisor Nicholas Shermeta of Minneapolis, Minnesota?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Nicholas H. Shermeta, a registered representative of Northland Securities.  The SEC recently settled with Shermeta regarding allegations that he …
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13
Apr

INVESTOR WARNING! Garden State Securities

INVESTOR ALERT! Piero DiLorenzo of NYLife Securities in Melville, NY
Garden State Securities, Inc. Settles with FINRA Over Sales of Inverse and Leveraged ETFs   We are currently investigating allegations made against Garden State Securities, Inc., a Red Bank, New Jersey-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Garden State Securities, making allegations that it failed to supervise the …
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12
Apr

UPDATE! Stephen Eubanks – Wire Fraud

INVESTOR ALERT: Ashley Martin of Morgan Stanley in Leawood, Kansas
Stephen Eubanks of Hingham, Massachusetts Pleads Guilty   Have you lost money with financial advisor Stephen Eubanks of Hingham, Massachusetts?  We are continuing our investigation into allegations regarding Stephen S. Eubanks, who was arrested on November 29, 2016.  According to the Hingham Patch, Eubanks was arrested and charged with wire fraud.   On April 11, …
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12
Apr

UPDATE! Robert Tricarico and LPL Financial

UPDATE! Eric Credle of Pruco Securities in Indianapolis, IN
Robert Tricarico and LPL Financial     Have you lost money with financial advisor Robert Tricarico from Westport, Connecticut?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert Tricarico.  FINRA barred Tricarico from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating allegations that …
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