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19
Apr

WARNING! Investigation of ARTHUR MEUNIER, ARTHUR BREITMAN and TEZOS

INVESTOR ALERT! Richard Wesselt
Arthur Meunier aka Arthur Breitman, formerly with Morgan Stanley, Suspended Two Years from Securities Industry Regarding Blockchain Technology Tezos   Have you lost money with financial advisor Arthur Meunier (also known as Arthur Breitman) of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Arthur Meunier. FINRA …
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19
Apr

INVESTOR ALERT! Walter Parker of Titan Securities (U.S.)

INVESTOR ALERT! Eldridge Parks of Raymond James in Saginaw, MI
Walter Parker from Rowlett, Texas Suspended From Securities Industry   Have you lost money with financial advisor Walter Parker of Titan Securities in Rowlett, Texas?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Walter Warren Parker. FINRA suspended Walter Parker from the securities industry for one month and fined him …
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17
Apr

WARNING! Impending Investigation – WILLIAM GENNITY and ROCCO ROVECCIO

INVESTIGATION: GPB Capital
William Gennity and Rocco Roveccio, formerly of Alexander Capital, Subject of SEC Complaint   Have you lost money with financial advisor William Gennity or Rocco Roveccio, formerly with Alexander Capital?  We are investigating allegations made by the SEC (Securities and Exchange Commission), against William (or Billy) C. Gennity and Rocco Roveccio.  SEC filed a complaint …
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16
Apr

UPDATE! Michael Giokas ARRESTED for FRAUD – Trinity Council and Fortune Financial

INVESTOR ALERT! Bryan Clark of Madison Avenue Securities in Atascadero, CA
Michael Giokas of Williamsville, New York Pleads Guilty to Fraud   Have you lost money with financial advisor Michael Giokas of Williamsville, New York?  We are continuing our investigation into allegations made against Michael Giokas.  According to the Buffalo News, Giokas pleaded guilty to wire fraud on April 16, 2018.  Giokas admitted to running a …
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16
Apr

WARNING! Investigation of STEVEN PAGARTANIS, Lombard Securities and Cadaret, Grant & Co.

INVESTIGATION: Daniel Levine of Morgan Stanley
Steven Pagartanis, formerly with Lombard Securities, Barred from Securities Industry   Have you lost money with financial advisor Steven Pagartanis of Setauket, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Steven Pagartanis. FINRA barred Pagartanis from the securities industry after he failed to respond to a FINRA investigation.  …
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16
Apr

WARNING! Investor Alert Regarding RON ISON of Shrewsbury, NJ

INVESTOR ALERT! Joshua Stivers of Kalos Capital and Platinum Wealth Advisory in Austin TX
Ron Ison, formerly with Buckman, Buckman & Reid, Barred from Securities Industry   Have you lost money with financial advisor Ron Ison of Shrewsbury, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ron Jason Ison. FINRA barred Ison from the securities industry after he failed to respond to …
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16
Apr

WARNING! Impending Investigation of SCOTT PALMER – Hackensack, NJ

Losses with Paul Zakhary of J.P. Morgan in Ocala, FL
Scott Palmer, formerly with Janney Montgomery Scott, Barred from Securities Industry   Have you lost money with financial advisor Scott Palmer of Hackensack, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Scott William Palmer. FINRA barred Palmer from the securities industry after he failed to respond to a …
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