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8
Jun

UPDATE! MATTHEW ECKSTEIN ARRESTED regarding CONMAC FUNDING

James Thomas Booth of Invest Financial and LPL Financial in Norwalk, CT Guilty of Fraud
Matthew Eckstein Arrested   Our firm has recently learned that financial advisor Matthew Eckstein was arrested on June 7, 2018 by Nassau County, New York.  Mr. Eckstein has also recently been the subject of an investigation by FINRA (the Financial Industry Regulatory Authority).  Both the arrest and FINRA investigation are likely related to Eckstein’s involvement …
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8
Jun

WARNING! Investigation of MICHAEL SPOLAR of Beachwood, OH

INVESTIGATION: GPB Capital
Michael Spolar, formerly of International Assets Advisory, Suspended One Month from Securities Industry   Have you lost money with financial advisor Michael Spolar of Beachwood, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Patrick Spolar. FINRA suspended Spolar from the securities industry for one month regarding allegations that …
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5
Jun

WARNING! Impending Investigation – JOHN WADE of Fullerton, CA

INVESTOR ALERT! Dana Bruce Vietor of Cape Securities and CFD Investments in Texas and Iowa
John Wade, formerly with U.S. Bancorp Investments, Barred from Securities Industry   Have you lost money with financial advisor John Wade of Fullerton, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John Douglas Wade. FINRA barred Wade from the securities industry regarding allegations that he stole or converted $105,000 …
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5
Jun

WARNING! Impending Investigation – JAMES LYONS of Shreveport, LA

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
James Lyons, formerly with Raymond James & Associates, Barred from Securities Industry   Have you lost money with financial advisor James Lyons of Shreveport, Louisiana?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James Edward Lyons. FINRA barred Lyons from the securities industry after he failed to respond to a …
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4
Jun

UPDATE! ELLEN VRATORIC of HUNTINGTON INVESTMENT Barred by FINRA

INVESTOR ALERT! Noel Carino and General Securities Corp
Ellen Vratoric, formerly with Huntington Investment Company, Barred by FINRA   Have you lost money with financial advisor Ellen Vratoric of Glassport, Pennsylvania?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Ellen Vratoric. FINRA barred Vratoric from the securities industry after she failed to respond to a …
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4
Jun

WARNING! Impending Investigation: DONNELL BOWEN of Washington, DC

INVESTOR ALERT! Arthur Hoffman of Ameriprise Financial in Glendale, AZ
Donnell Bowen formerly with Northwestern Mutual Investment Services, Barred from Securities Industry   Have you lost money with financial advisor Donnell Bowen, III of Washington, D.C.?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Donnell Noah Bowen. FINRA barred Bowen from the securities industry after he failed to respond to …
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31
May

WARNING! Impending Investigation: ANTHONY DIDONATO of PRUCO SECURITIES

INVESTOR ALERT! Parkland Securities and ETFs
Anthony Didonato formerly with Pruco Securities, Barred from Securities Industry   Have you lost money with financial advisor Anthony Didonato of Marlborough, Massachusetts?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony Bernard Didonato, III. FINRA barred Didonato from the securities industry after he failed to respond to a FINRA …
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31
May

INVESTOR WARNING! Investigation: MARIA TAMBURRO of Florham Park, NJ

INVESTOR ALERT! Joshua Stivers of Kalos Capital and Platinum Wealth Advisory in Austin TX
Maria Tamburro formerly with Ameriprise Financial Services, Barred from Securities Industry    Have you lost money with financial advisor Maria Tamburro of Florham Park, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority against Maria Nancy Tamburro. FINRA barred Tamburro from the securities industry after she allegedly failed to timely …
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31
May

UPDATE! Steven Pagartanis of LOMBARD SECURITIES – Allegations of STEALING INVESTORS’ MONEY

Investigation of Richard Duncan of Ausdal and Bradway Financial in Longmeadow, MA
Steven Pagartanis, formerly with Lombard Securities, Alleged by SEC to Run $8 Million Scheme   Have you lost money with financial advisor Steven Pagartanis of Setauket, New York?  We are continuing our allegations made by the Securities and Exchange Commission (SEC) against Steven Pagartanis.  The SEC alleged that Pagartanis raised $8 million from investors in …
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24
May

Victims of Advisor GARY BASRALIAN May Be Able to Recover Money

INVESTOR ALERT! Bryan Clark of Madison Avenue Securities in Atascadero, CA
Gary Basralian, formerly with Royal Alliance Associates, Arrested and Charged with Fraud   Have you lost money with financial advisor Gary Basralian of Maplewood, New Jersey?  We are investigating allegations made by the U.S. Attorney for the District of New Jersey against Gary J. Basralian.  According to Advisor News, Basralian was charged with running a …
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