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22
Feb

BRUCE WORTHINGTON of Commonwealth Financial Sued by Securities Division

INVESTOR ALERT! Charles Stevens of D.H. Hill Securities in Humble, TX
Bruce Worthington, of Commonwealth Financial Network, Sued by Massachusetts Securities Division   Have you lost money with financial advisor Bruce Worthington of Middleton, Massachusetts?  We are investigating allegations made by the Massachusetts Securities Division against Bruce C. Worthington, a former advisor at Commonwealth Financial Network and Founders Financial Securities.   Massachusetts alleged that Worthington stole …
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19
Feb

Michael Rappa of Foresters Equity Services, Barred from Securities Industry

featured image for Israels & Neuman's Michael Rappa of Foresters Equity Services, Barred from Securities Industry
Have you lost money with financial advisor Michael Rappa of Foresters Equity Services in San Diego, California?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Michael J. Rappa.  Rappa was being investigated regarding allegations that he sold $2.7 million in investments in the Woodbridge Group of Companies.  Last year, …
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19
Feb

Kirk Bertsch, of Farmers Financial Solutions, Suspended from Securities Industry

Investigation of Cindy Chiellini, Ricky Mantei and Centaurus Financial in Lexington, SC
Have you lost money with financial advisor Kirk Bertsch of Farmers Financial Solutions in  Spearfish, South Dakota?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Kirk J. Bertsch. FINRA suspended Bertsch from the securities industry for one month and ordered him to disgorge $1,500 in commissions.  Bertsch was being …
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18
Feb

John Maccoll of UBS Financial Services Sentenced to 9 Years in Prison

INVESTOR ALERT! Joseph Thurnherr of Spartan Capital in New York
John Maccoll of UBS Financial Services, Sentenced to 9 Years in Prison   Have you lost money with financial advisor John Maccoll of Birmingham and Rochester Hills, Michigan?  We are continuing to look into allegations made against John Maccoll, a former advisor with UBS Financial Services.  Maccoll was recently sentenced to serve nine years in …
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17
Feb

Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

Marvin Tom White and Farmers Financial Solutions
Have you lost money with financial advisor Marvin Tom White of Farmers Financial Solutions in Pegram, Tennessee?     We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Marvin Thomas White, Jr. FINRA barred “Tom” White from the securities industry after he failed to respond to a FINRA investigation.  FINRA …
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17
Feb

Thomas Sova, formerly with Hornor, Townsend & Kent, Suspended Five Months from Securities Industry

INVESTOR ALERT! Guadalupe Wright of Merrill Lynch in Anchorage, AK
Have you lost money with financial advisor Thomas Sova from Baton Rouge, Louisiana?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Thomas E. Sova. FINRA suspended Sova from the securities industry for five months, fined him $5,000, and ordered him to disgorge $5,000 in commissions.  Sova was being investigated …
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