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4
Jun

INVESTOR ALERT: Alberto Sanchez of Principal Securities BARRED

INVESTOR ALERT! Joseph Thurnherr of Spartan Capital in New York
Alberto Sanchez, formerly with Principal Securities, Barred from Securities Industry   Have you lost money with financial advisor Alberto Sanchez of Fort Lauderdale, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Alberto Sanchez. FINRA barred Sanchez from the securities industry after he failed to respond to a FINRA investigation.  …
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4
Jun

INVESTIGATION of JAMES ANDERSON of Ameritas Investment Corp.

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
James F. Anderson, formerly Ameritas Investment Corp., Barred from Securities Industry   Have you lost money with financial advisor James Anderson of Dakota Dunes, South Dakota?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James F. Anderson. FINRA barred Anderson from the securities industry after he failed to respond to …
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29
May

UPDATE: BENJAMIN BOURGEOIS of Commonwealth Financial BARRED

FRAUD! Benjamin Bourgeois of Commonwealth Financial in Metairie LA BARRED
Benjamin Bourgeois, of Commonwealth Financial Network, Barred from Securities Industry   Have you lost money investing with Benjamin Bourgeois from Metairie, Louisiana?  We are continuing to look into allegations made against Benjamin F. Bourgeois, Jr., formerly an advisor with Commonwealth Financial Network.  FINRA (the Financial Industry Regulatory Authority) barred Bourgeois from the securities industry after …
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24
May

FRAUD ALERT: Michael Bastardi of Securities America – New York

INVESTOR ALERT! Charles Stevens of D.H. Hill Securities in Humble, TX
Michael Bastardi, formerly with Securities America and National Securities Corp., Barred from Securities Industry   Have you lost money with financial advisor Michael Bastardi of Warwick, New York?    We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Bastardi. FINRA barred Bastardi from the securities industry after he failed to …
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23
May

INVESTIGATION of JAMES McLELLAN of Cetera Advisors

News Update - Martin Batstone of Independent Financial Group in San Diego, California
 Israels & Neuman, PLC Investigates Complaints Against James McLellan of Cetera Advisors   Have you lost money with financial advisor James William McLellan (CRD# 706853) of Cetera Advisors in Rochester, Michigan?  We are investigating allegations of former customers related to James McLellan. James McLellan’s CRD report, a public record maintained by FINRA, states that McLellan has …
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20
May

INVESTOR ALERT! PHILIP NALESNIK of LPL Financial BARRED

Investigation of Donald Woods of LPL Financial in Louisville, KY
Philip Nalesnik, formerly with LPL Financial, Barred from Securities Industry   Have you lost money with financial advisor Philip Nalesnik of LPL Financial in Pottsville, Pennsylvania?    The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Philip Nalesnik.  FINRA barred Nalesnik from the securities industry …
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