Israels & Neuman, PLC | Blog | Securities & Investment Fraud Law Firm

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5

Nov

ELIZABETH GUARINO of Wells Fargo Suspended – Woodbury, NY

Investigation - Brian Engstrom of Oppenheimer in Tampa, FL

Elizabeth Guarino, formerly with Wells Fargo, Suspended 15 Months Have you lost money with financial advisor Elizabeth Ann Guarino of Woodbury, New York? We are investigating allegations made against Elizabeth Ann Guarino. According to the Financial Industry Regulatory Authority (FINRA), Guarino recommended at least 12 speculative investments in an elderly customer’s accounts. The customer …
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30

Oct

WARNING: Investigation of JEFFEREY DYRA – Naperville, IL

INVESTOR ALERT! Dennis Murphy of Monmouth Capital in Red Bank, NJ

Jefferey Dyra, formerly with Bankers Life Securities, Barred from Securities Industry Have you lost money with financial advisor Jefferey Dyra from Naperville, Illinois? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Jefferey William Dyra. FINRA barred Jefferey Dyra from the securities industry after he failed to respond to …
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29

Oct

UPDATE! Michael Cohn of GPB Capital ARRESTED

INVESTOR ALERT! Howard Davis, Cabot Lodge Securities, United Realty Trust, REITs and real estate

GPB Capital’s Chief Compliance Officer, Michael Cohn, Arrested Have you invested in GPB Capital Holdings? GPB’s chief compliance officer, Michael Cohn, was charged with obstruction of justice and unauthorized access of a government computer. Cohn, who previously worked with the Securities and Exchange Commission, was alleged to have attempted to access the SEC’s files …
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28

Oct

ERIC PICA of New York Accused of Stealing $200,000

INVESTOR ALERT! Dana Bruce Vietor of Cape Securities and CFD Investments in Texas and Iowa

Eric Pica, with Joseph Stone Capital, Subject of FINRA Complaint Have you lost money with financial advisor Eric Pica? The Law Firm of Israels & Neuman is investigating allegations made about Eric Patrick Pica from New York, NY. FINRA (the Financial Industry Regulatory Authority) seeks to bar Pica from the securities industry. FINRA alleges …
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28

Oct

WARNING! Investigation of STUART NICHOLS – Birmingham, AL

Investigation of Donald Woods of LPL Financial in Louisville, KY

Stuart Nichols, formerly with Raymond James & Associates, Barred from Securities Industry Have you lost money with financial advisor Stuart Nichols from Birmingham, Alabama? The Law Firm of Israels & Neuman is looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Mr. Nichols. FINRA barred him from the securities industry after …
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28

Oct

WARNING: Investigation of WESSAM BAIZ of Perrysburg, OH

Investor Alert! Dennis Nakamura of McNally Financial in Moraga, CA

Wessam Baiz, formerly with Huntington Investment Company, Barred from Securities Industry Have you lost money with financial advisor Wessam Baiz from Perrysburg, Ohio? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Wessam “Wes” Baiz. FINRA barred Wessam Baiz from the securities industry after he failed to respond to …
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26

Oct

WARNING – Investigation of STEPHEN WILLIAMS – Goshen, IN

FRAUD ALERT! Gerald Coyne of Cuso Financial in Harrisburg, PA

Stephen Williams, formerly with LPL Financial, Suspended by Indiana Have you lost money with financial advisor Stephen Williams of Goshen, Indiana? We are continuing our investigation into allegations made against Stephen Robert Williams. The Indiana Securities Commission suspended Williams from the securities industry. Williams was suspended after he was the subject of an earlier …
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25

Oct

UPDATE – RANDALL HAYES of Seattle, WA SUSPENDED

Randall Hayes, formerly with Morgan Stanley, Suspended Two Years from Securities Industry Have you lost money with financial advisor Randall Hayes of Seattle, Washington? The Law Firm of Israels & Neuman is investigating allegations made by the Washington Securities Division. In 2018, Washington alleged that Hayes bought and sold inverse and leveraged ETFs (exchange …
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25

Oct

RAMON HERRERA Fraud Victims May Recover Money – Jersey City, NJ

INVESTOR NEWS: Lester Burroughs of Lincoln Investment in Torrington, CT

Ramon Herrera, formerly with Wells Fargo, Pleads Guilty to Wire Fraud Have you lost money with financial advisor Ramon Arturo Herrera of Jersey City, New Jersey? We are investigating allegations made by the U.S. Attorney’s Office for the District of New Jersey. Ramon Herrera recently pleaded guilty to securities fraud. It was alleged that …
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25

Oct

WARNING! Investigation of ROBERT MEYERS – Columbus, OH

Investor Alert: Jeremy Rosen of Berthel Fisher in Easton, PA

Robert David Meyers (Bob Meyers), formerly with Wells Fargo, Suspended from Securities Industry Have you lost money with financial advisor Robert Meyers from Columbus, Ohio? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Robert David Meyers or Bob Meyers. FINRA suspended Meyers from the securities industry and fined …
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ELIZABETH GUARINO of Wells Fargo Suspended – Woodbury, NY

SEARCH OUR BLOGS

5

ELIZABETH GUARINO of Wells Fargo Suspended – Woodbury, NY

30

WARNING: Investigation of JEFFEREY DYRA – Naperville, IL

29

UPDATE! Michael Cohn of GPB Capital ARRESTED

28

WARNING! Investigation of STUART NICHOLS – Birmingham, AL

28

WARNING: Investigation of WESSAM BAIZ of Perrysburg, OH

26

WARNING – Investigation of STEPHEN WILLIAMS – Goshen, IN

25

UPDATE – RANDALL HAYES of Seattle, WA SUSPENDED

25

RAMON HERRERA Fraud Victims May Recover Money – Jersey City, NJ

25

WARNING! Investigation of ROBERT MEYERS – Columbus, OH