Investigation of Leonard Fox
Have you lost money with financial advisor Leonard Fox of Marlton, New Jersey? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Leonard V. Fox, Jr. FINRA barred Fox from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Fox regarding allegations that he borrowed and misappropriated (or stole) funds from a customer of Fox’s brokerage firm, FSC Securities.
Leonard Fox was a financial advisor and registered representative of FSC Securities from April 2013 to August 2016. He worked at a branch office in Marlton, New Jersey. Fox also operated Fox Wealth Management Group in Marlton. Fox has also been the subject of at least four customer complaints.
Brokerage firms have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Our office handles all of our arbitration cases on a contingent fee basis, meaning you do not pay unless we recover money for you.
Click to view: Fox, Leonard FINRA AWC
Click to view: Fox, Leonard BrokerCheck 8.22.16
HAVE YOU LOST MONEY WITH LEONARD FOX?
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Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.