SAN JUAN CAPISTRANO, CALIFORNIA

 Have you lost money with financial advisor Chad Schiel, with Independent Financial Group in San Juan Capistrano, California?  We are looking into allegations made against Chad Schiel. Schiel has been the subject of a recent customer complaint.  The customer alleged unsuitable investments in REITs or real estate investment trusts.  The REITs allegedly lost $150,000.

Chad Schiel has been with Independent Financial Group from 2012 to the present.  He has worked at branch offices in San Juan Capistrano, California.

Brokerage firms like Independent Financial Group have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.   Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Independent Financial Group.

Click here to view Schiel BrokerCheck Report

If you lost money with Chad Schiel or Independent Financial Group, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.