Salvatore Pizzimenti, formerly with Worden Capital Management, Barred by FINRA

NEW YORK, NY –  Have you lost money with financial advisor Salvatore Pizzimenti. of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Salvatore Pizzimenti.  FINRA barred Pizzimenti after he failed to respond to an investigation.  Pizzimenti was being investigated regarding allegations of trading in customer accounts.

Salvatore Pizzimenti was a financial advisor and registered representative of Worden Capital Management from November 2016 to December 2019.  He worked at a branch office in New York, New York.

Brokerage firms like Worden Capital Management have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York in the past.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view BrokerCheck:  Pizzimenti, S BrokerCheck 6.14.21

Click to view FINRA AWC:  Pizzimenti, S. FINRA AWC

If you lost money with Salvatore Pizzimenti or Worden Capital Management, CONTACT ISRAELS & NEUMAN law firm at (720) 599-3505 or (206) 795-5798 for a free evaluation of your case.