Israels & Neuman, PLC Investigates MATTHEW PLATNICO, Formerly of Oppenheimer & Co.

Have you lost money with financial advisor Matthew E. Platnico, formerly of Oppenheimer & Co. and now with Allied Millennial Partners in New York, New York?  We are looking into allegations made against Matthew Platnico. Matthew Platnico has been the subject of four (4) customer complaints.  Three of the most recent complaints allege that Platnico made unsuitable investments in options trading, including the use of index options.

Matthew Platnico was a registered representative of Oppenheimer & Co. from 2005 to February 2019.  He has also been licensed with Allied Millennial Partners from February 2019 to the present.  He has worked at branch offices in New York, New York.

Brokerage firms like Oppenheimer & Co. and Allied Millennial Partners have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view BROKERCHECK:  Platnico, Matthew BrokerCheck 6.8.21

If you lost money with Matthew Platnico or Oppenheimer & Co., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.