Israels & Neuman Law Firm Investigates W. WARREN GERETY, of Advisory Group Equity Services – RYE, NEW HAMPSHIRE

Have you lost money with financial advisor William Warren Gerety of Advisory Group Equity Services in Rye, New Hampshire?  We are looking into allegations made against Warren Gerety who has been the subject of a customer complaint filed in 2021.  The customer alleged damages of nearly $1 million from investments in oil and gas, real estate, private placements, and corporate bonds.

Warren Gerety has been a registered representative of Advisory Group Equity Services from 2010 to the present.  He has worked at branch offices in Rye, New Hampshire.

Brokerage firms like Advisory Group Equity Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Hampshire.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view BROKERCHECK:  Gerety, Warren BrokerCheck 6.8.21

If you lost money with Warren Gerety or Advisory Group Equity Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.