ATLANTA, GEORGIA
Have you lost money with financial advisor Joia Evans of Atlanta, Georgia? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority. FINRA barred Joia Evans after she failed to respond to an investigation. FINRA was investigating Evans regarding her alleged involvement in outside business activities.
Joia Evans was a financial advisor and registered representative of TIAA-CREF from June 2015 to November 2020. She worked at branch offices in Atlanta, Georgia.
Brokerage firms like TIAA-CREF have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Georgia. Our attorneys have represented over one thousand investors against many brokerage firms in the past.