OKLAHOMA CITY, OK
Have you lost money with financial advisor Amanda Berry of Oklahoma City, Oklahoma? We are looking into allegations made by the Oklahoma Securities Commission against Amanda Y. Berry. Oklahoma filed a complaint against Berry, alleging that she and her husband Brian “Kelly” Berry induced investors to invest in Icon Financial Group, a company that they owned. Berry induced investors from her former brokerage firm, MML Investors Services, to invest over $347,000 in Icon Financial Group.
Amanda Berry was a financial advisor and registered representative of MML Investors Services from October 2017 to November 2017, and again from August 2019 to October 2020. Berry was also registered with New York Life from 2010 to October 2017. She worked at a branch office in Oklahoma City, Oklahoma. Berry was later terminated by MML Investors Services.
Brokerage firms like MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Oklahoma. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.