KETTERING, OH
Have you lost money with financial advisor Ryan Tarjanyi of Kettering, Ohio? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority. FINRA barred Ryan Tarjanyi after he allegedly made false testimony during a FINRA investigation. Tarjanyi was being invested regarding allegations that he forged insurance documents and provided false information on annuity withdrawal forms.
Ryan Tarjanyi or Ryan Owen Tarjanyi was a financial advisor and registered representative of Bankers Life Securities from May 2016 to April 2018. He was also affiliated with Trustmont Financial Group from April 2018 to November 2020. He worked at branch offices in Kettering, Ohio. Tarjanyi has also been the subject of six customer complaints, and he was also terminated by Bankers Life Securities.
Brokerage firms like Bankers Life Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Ohio. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Bankers Life Securities.