IRVINE, CA
Have you lost money with financial advisor Howard Hao-Chung Hsieh (CRD# 4947882), of Cetera Investment Services, in Irvine, California? We are investigating allegations of former customers related to Howard Hao-Chung Hsieh. Howard Hao-Chung Hsieh’s BrokerCheck report, a public record maintained by FINRA, states that Hsieh has been the subject of two customer complaints. The two complaints both allege misrepresentations about the sales of REITs, or real estate investment trusts.
Howard Hao-Chung Hsieh has been a registered representative of Cetera Investment Services from March 2013 to the present. He worked in offices in Irvine, California.
Brokerage firms like Cetera Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Cetera.