Israels & Neuman, PLC Investigates William Torriente, Formerly of Comerica Securities
Have you lost money with financial advisor William Torriente Jr. also known as Eddy Torriente (CRD# 4255814), of Comerica Securities, in Phoenix, Arizona? We are investigating allegations of former customers related to Eddy Torriente / William Torriente. William Torriente’s BrokerCheck report, a public record maintained by FINRA, states that Torriente has been the subject of three customer complaints. The most recent complaint alleges that he made unauthorized trades in a customer’s accounts.
William Torriente aka Eddy Torriente was a registered representative of Comerica Securities from October 2009 to September 2020. He has worked in offices in Phoenix, Arizona. Torriente was allowed to “voluntarily” resign by Comerica Securities in September 2020 regarding allegations of unauthorized trades.
Brokerage firms like Comerica Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Arizona. Attorney Aaron Israels is licensed to practice law in Arizona. Our attorneys have represented over one thousand investors against many brokerage firms in the past.