Dwight Dykstra, previously with Vision Brokerage Services, Suspended by FINRA
Have you lost money with financial advisor Dwight Dykstra? We are looking into allegations made about Dwight L. Dykstra from Maitland, Florida. FINRA (the Financial Industry Regulatory Authority) suspended Dykstra from the securities industry for twelve months, fined him $10,000, and ordered him to disgorge $67,500. FINRA was investigating Dykstra after he allegedly did not disclose private securities transactions. Dykstra has been alleged to have sold $2 million in promissory notes in a senior living real estate project.
Dwight Dykstra was a financial advisor and registered representative of Vision Brokerage Services from May 2013 to July 2019. He worked in branch offices in Maitland, Florida.
Brokerage firms like Vision Brokerage Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.