Israels & Neuman, PLC Investigates Jeffrey Cohen, of Moloney Securities
Have you lost money with financial advisor Jeffrey Max Cohen (CRD# 2528929), of Moloney Securities, in Laguna Niguel, California? We are investigating allegations of former customers related to Jeffrey Cohen. Jeffrey Cohen’s BrokerCheck report, a public record maintained by FINRA, states that Cohen has been the subject of six customer complaints. The recent complaints allege that Cohen made unsuitable recommendations to invest in alternative investments like private placements and real estate investment trusts (REITs).
Jeffrey Cohen has been a registered representative of Moloney Securities from July 2015 to the present. Cohen has worked in offices in Laguna Niguel, California.
Brokerage firms like Moloney Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.