Anthony Hall, formerly with Edward Jones, Barred by FINRA
Have you lost money with financial advisor Anthony Glenn Hall? We are looking into allegations made about Anthony G. Hall from Dayton, Texas. FINRA (the Financial Industry Regulatory Authority) barred Hall from the securities industry. FINRA alleged that Hall has failed to respond to its investigation regarding allegations that he tried to settle claims with customers who had borrowed money from Hall’s wife, without disclosing such to his former brokerage firm, Edward Jones.
Anthony Hall was a financial advisor and registered representative of Edward Jones from 2008 to September 2019. He worked in a branch office in Dayton, Texas.
Brokerage firms like Edward Jones have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including throughout Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Edward Jones.