Bryan Benson, formerly with Wells Fargo, Barred by FINRA
Have you lost money with financial advisor Bryan Benson? We are looking into allegations made about Bryan E. Benson from Tucson, Arizona. FINRA (the Financial Industry Regulatory Authority) barred Benson from the securities industry. FINRA alleged that Benson has failed to respond to its investigation, after he was named in a customer complaint. The customer complained about private placements and limited partnerships.
Bryan Benson was a financial advisor and registered representative of Wells Fargo from 2007 to January 2020. He worked in a branch office in Tucson, Arizona.
Brokerage firms like Wells Fargo have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan;. We represent investors in FINRA arbitration proceedings in all 50 states, including Arizona. Attorney Aaron Israels is licensed to practice law in Arizona. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Wells Fargo.